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RIA / WealthAdvisordual registered (broker-dealer)14 years in industry

James John McKnight

Advisor at CIBC PRIVATE WEALTH ADVISORS, INC.

Milwaukee, WI

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Search this name across graphsid dfx:ria:ae041bb5-3051-8874-4d3a-5fc049f64589

Data as of Sep 14, 2026 (this record's last observation) from federal regulator filings. Page built Sep 21, 2026, 10:52 AM UTC and rebuilt at most every 15 minutes.

Relationships: 4
Dated events: 2
On other graphs: 0
Observed: Sep 27, 2011 to Sep 14, 2026

Across DFX

This entity has not been resolved onto another DFX graph by a shared identifier. A name match elsewhere would be a candidate, never an identity, and none is recorded.

Facts

fact = as filed or announced; derived = computed by DFX; estimate = a band, never a point

Current firm: CIBC PRIVATE WEALTH ADVISORS, INC.
Current firm class: broker-dealer affiliated wealth managerderived
Book size: not publicno per-advisor AUM is published by the SEC, FINRA or IAPD, and DFX estimates none
Industry start: Sep 26, 2011earliest registration or exam on IAPD
Years in industry: 14derivedfrom the industry start date
Years at current firm: 0derivedfrom the current registration's begin date
Prior firms: 3
Current registrations: 1
Registered states: 2
Exams: S65|S63
First exam: Sep 26, 2011
First registration: Sep 27, 2011
Dual registered: yes, broker-dealer
Other names: Jamie McKnight
IAPD individual key: 2572704

Registration history

registration spans on IAPD; the basis says whether the span is a current registration or a prior employment record

Firm	Class	Began	Ended	Current	Branch	Basis
CIBC PRIVATE WEALTH ADVISORS, INC.	Bd affiliated wealth	Oct 9, 2025	n/a	yes	Milwaukee, WI\|Milwaukee, WI	Current employment
ANNEX WEALTH MANAGEMENT, LLC	Independent wealth	Jun 19, 2023	Mar 27, 2025	no	BROOKFIELD, WI	Previous registration
CHARLES SCHWAB & CO., INC.	National bd RIA	Jan 30, 2018	Mar 14, 2023	no	Brookfield, WI\|Naperville, IL	Previous registration
B. C. ZIEGLER AND COMPANY	Former SEC adviser	Sep 27, 2011	Nov 9, 2017	no	CHICAGO, IL	Previous registration

Moves

a move is two registration dates; a bulk corporate re-registration is typed BULK_TRANSFER and is not a move

From	To	Left	Joined	Gap, days	Kind	Move type
ANNEX WEALTH MANAGEMENT, LLC	CIBC PRIVATE WEALTH ADVISORS, INC.	Mar 27, 2025	Oct 9, 2025	196	Firm change	RIA to ibd
CHARLES SCHWAB & CO., INC.	ANNEX WEALTH MANAGEMENT, LLC	Mar 14, 2023	Jun 19, 2023	97	Firm change	Ibd to RIA
B. C. ZIEGLER AND COMPANY	CHARLES SCHWAB & CO., INC.	Nov 9, 2017	Jan 30, 2018	82	Firm change	Other

Relationships

Registered with (4)

→ CIBC PRIVATE WEALTH ADVISORS, INC.Registered adviserregistration: current employment
Oct 9, 2025 to presentfactForm ADV
→ ANNEX WEALTH MANAGEMENT, LLCRegistered adviserregistration: previous registration
Jun 19, 2023 to Mar 27, 2025factForm ADV
→ CHARLES SCHWAB & CO., INC.Registered adviserregistration: previous registration
Jan 30, 2018 to Mar 14, 2023factForm ADV
→ B. C. ZIEGLER AND COMPANYRegistered adviserregistration: previous registration
Sep 27, 2011 to Nov 9, 2017factForm ADV

Dated events

Occurred
Mar 27, 2025
Advisor changed firm
James John Mcknight left Annex Wealth Management, Llc for Cibc Private Wealth Advisors, Inc. (registered 2025-10-09)
Form ADVobserved 6 days ago
Occurred
Mar 14, 2023
Advisor changed firm
James John Mcknight left Charles Schwab & Co., Inc. for Annex Wealth Management, Llc (registered 2023-06-19)
Form ADVobserved 6 days ago