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Advisor at RAYMOND JAMES FINANCIAL SERVICES ADVISORS, INC
ST. PETERSBURG, FL | New London, WI
Data as of (this record's last observation) from federal regulator filings. Page built and rebuilt at most every 15 minutes.
This entity has not been resolved onto another DFX graph by a shared identifier. A name match elsewhere would be a candidate, never an identity, and none is recorded.
| Firm | Class | Began | Ended | Current | Branch | Basis |
|---|---|---|---|---|---|---|
| RAYMOND JAMES FINANCIAL SERVICES ADVISORS, INC | Bd affiliated wealth | Mar 1, 2018 | n/a | yes | New London, WI | Current employment |
| RAYMOND JAMES & ASSOCIATES, INC. | National bd RIA | Mar 1, 2018 | n/a | yes | ST. PETERSBURG, FL|New London, WI | Current employment |
| INVESTMENT CENTERS OF AMERICA, INC. | Former SEC adviser | Apr 21, 2011 | Feb 20, 2018 | no | APPLETON, WI | Previous registration |
| SII INVESTMENTS, INC. | Former SEC adviser | Apr 21, 2011 | Feb 20, 2018 | no | APPLETON, WI | Previous registration |
| From | To | Left | Joined | Gap, days | Kind | Move type |
|---|---|---|---|---|---|---|
| INVESTMENT CENTERS OF AMERICA, INC. | RAYMOND JAMES FINANCIAL SERVICES ADVISORS, INC | Feb 20, 2018 | Mar 1, 2018 | 9 | Firm change | Other |
| SII INVESTMENTS, INC. | INVESTMENT CENTERS OF AMERICA, INC. | Feb 20, 2018 | Apr 21, 2011 | -2,497 | Channel change | Other |
| Team | Left | Joined | From | Kind |
|---|---|---|---|---|
| 16443:2225:WI:2018-02-20 | Feb 20, 2018 | Apr 21, 2011 | APPLETON, WI | Firm change after gap |