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Advisor at FWG INVESTMENTS, LLC
LEXINGTON, KY
Data as of (this record's last observation) from federal regulator filings. Page built and rebuilt at most every 15 minutes.
This entity has not been resolved onto another DFX graph by a shared identifier. A name match elsewhere would be a candidate, never an identity, and none is recorded.
| Firm | Class | Began | Ended | Current | Branch | Basis |
|---|---|---|---|---|---|---|
| FWG INVESTMENTS, LLC | Independent wealth | Jul 21, 2021 | n/a | yes | LEXINGTON, KY | Current employment |
| THRIVENT INVESTMENT MANAGEMENT INC. | Bd affiliated wealth | Dec 23, 2019 | Jul 14, 2021 | no | Lexington, KY|Carmel, IN | Previous registration |
| EDWARD JONES | National bd RIA | Dec 14, 2017 | Oct 31, 2019 | no | Nicholasville, KY|ST LOUIS, MO|Nicholasville, KY|Nicholasville, KY | Previous registration |
| From | To | Left | Joined | Gap, days | Kind | Move type |
|---|---|---|---|---|---|---|
| THRIVENT INVESTMENT MANAGEMENT INC. | FWG INVESTMENTS, LLC | Jul 14, 2021 | Jul 21, 2021 | 7 | Firm change | Ibd to RIA |
| EDWARD JONES | THRIVENT INVESTMENT MANAGEMENT INC. | Oct 31, 2019 | Dec 23, 2019 | 53 | Firm change | Ibd to ibd |