DFX Intelligence

T••••••• J•• J••••: advisor on the ria / wealth management graph | DFX Data Factory

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RIA / WealthAdvisorCertified Financial Planner40 years in industry

T••••••• J•• J••••

Advisor at I•• W••••• M••••••••• L••

Ashland, WI | CHICAGO, IL

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Search this name across graphsid dfx:ria:ae29664f-0356-c1ae-40f8-12b8547dd766

Data as of Sep 15, 2026 (this record's last observation) from federal regulator filings. Page built Sep 23, 2026, 4:05 PM UTC and rebuilt at most every 15 minutes.

Relationships: 3
Dated events: 1
On other graphs: 0
Observed: Mar 10, 1998 to Sep 15, 2026

Across DFX

This entity has not been resolved onto another DFX graph by a shared identifier. A name match elsewhere would be a candidate, never an identity, and none is recorded.

Facts

fact = as filed or announced; derived = computed by DFX; estimate = a band, never a point

Current firm: I•• W••••• M••••••••• L••
Current firm class: broker-dealer affiliated wealth managerderived
Book size: not public••• Locked
Industry start: Sep 6, 1986earliest registration or exam on IAPD
Years in industry: 40derivedfrom the industry start date
Years at current firm: 1derivedfrom the current registration's begin date
Prior firms: 2

Registration history

••• Locked

Firm	Class	Began	Ended	Current	Branch	Basis
I•• W••••• M••••••••• L••	Bd affiliated wealth	May 30, 2025	n/a	yes	CHICAGO, IL\|Ashland, WI	Current employment
U••••• P•••••••• F•••••••• S••••••• O• A•••••• A• L•••••• P••••••	Independent wealth	Mar 23, 2012	May 30, 2025	no	SCOTTSDALE, AZ\|ASHLAND, WI

Moves

••• Locked

From	To	Left	Joined	Gap, days	Kind	Move type
U••••• P•••••••• F•••••••• S••••••• O• A•••••• A• L•••••• P••••••	I•• W••••• M••••••••• L••	May 30, 2025	May 30, 2025	0	Firm change	RIA to ibd
E••••• J••••	U••••• P•••••••• F•••••••• S••••••• O• A•••••• A• L•••••• P••••••	Mar 26, 2012

Relationships

Registered with (3)

→ I•• W••••• M••••••••• L••Registered adviserregistration: current employment
May 30, 2025 to presentfactForm ADV
→ U••••• P•••••••• F•••••••• S••••••• O• A•••••• A• L•••••• P••••••Registered adviserregistration: previous registration
Mar 23, 2012 to May 30, 2025factForm ADV
→ E••••• J••••Registered adviserregistration: previous registration
Mar 10, 1998 to Mar 26, 2012factForm ADV

Dated events

Occurred
May 30, 2025
Advisor changed firm
••• Locked
Form ADVobserved 8 days ago

Provenance

Graph: RIA / Wealth Management
Canonical id: dfx:ria:ae29664f-0356-c1ae-40f8-12b8547dd766
First observed: Mar 10, 1998
Last observed: Sep 15, 2026 8 days ago
Source families: Federal regulator filings
1 registered feed stand behind this record; each fact above carries its own dates and, where the publisher serves one, its document.
Resolution: Identity across graphs by shared identifier (CRD, CIK, EIN, ADV fund id, individual CRD) or citation; a name match is shown as a candidate and never merged.