DFX Intelligence
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Reading the graph
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Advisor at L•• F•••••••• L••
EDMONDS, WA
Data as of (this record's last observation) from federal regulator filings. Page built and rebuilt at most every 15 minutes.
This entity has not been resolved onto another DFX graph by a shared identifier. A name match elsewhere would be a candidate, never an identity, and none is recorded.
| Firm | Class | Began | Ended | Current | Branch | Basis |
|---|---|---|---|---|---|---|
| L•• F•••••••• L•• | Bd affiliated wealth | May 31, 2024 | n/a | yes | EDMONDS, WA | Current employment |
| P•••••• A••••••• G•••• | Former SEC adviser | Oct 14, 2011 | Dec 12, 2014 | no | REDMOND, WA | Previous registration |
| From | To | Left | Joined | Gap, days | Kind | Move type |
|---|---|---|---|---|---|---|
| P•••••• A••••••• G•••• | L•• F•••••••• L•• | Dec 12, 2014 | May 31, 2024 | 3,458 | Firm change after gap | Other |
| N••••••• T•••• S••••••••• I•• | P•••••• A••••••• G•••• | Dec 31, 2007 | Oct 14, 2011 |
| N••••••• T•••• S••••••••• I•• |
| Bd affiliated wealth |
| Nov 13, 2007 |
| Dec 31, 2007 |
| no |
| SEATTLE, WA |
| Previous registration |
| B••• O• A•••••• I••••••••• S•••••••• I••• | n/a | Feb 1, 2005 | Nov 30, 2006 | no | SEATTLE, WA|SEATTLE, WA | Previous registration |
| W•••••• • R••• | Former SEC adviser | Feb 9, 1998 | Nov 3, 2004 | no | BELLEVUE, WA | Previous registration |
| 1,383 |
| Firm change after gap |
| Other |
| B••• O• A•••••• I••••••••• S•••••••• I••• | N••••••• T•••• S••••••••• I•• | Nov 30, 2006 | Nov 13, 2007 | 348 | Firm change | Other |
| W•••••• • R••• | B••• O• A•••••• I••••••••• S•••••••• I••• | Nov 3, 2004 | Feb 1, 2005 | 90 | Firm change | Other |