DFX Intelligence

J•• K•••••• J•••••••: advisor on the ria / wealth management graph | DFX Data Factory

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RIA / WealthAdvisordual registered (broker-dealer)28 years in industry

J•• K•••••• J•••••••

Advisor at C••••• I••••••••• A••••••• L••

Minnetonka, MN

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Search this name across graphsid dfx:ria:ae39a0b6-1ee1-12d8-3ff4-85a5f6ce1f1c

Data as of Sep 14, 2026 (this record's last observation) from federal regulator filings. Page built Sep 22, 2026, 1:40 PM UTC and rebuilt at most every 15 minutes.

Relationships: 3
Dated events: 1
On other graphs: 0
Observed: Jan 29, 2014 to Sep 14, 2026

Across DFX

This entity has not been resolved onto another DFX graph by a shared identifier. A name match elsewhere would be a candidate, never an identity, and none is recorded.

Facts

fact = as filed or announced; derived = computed by DFX; estimate = a band, never a point

Current firm: C••••• I••••••••• A••••••• L••
Current firm class: broker-dealer affiliated wealth managerderived
Book size: not public••• Locked
Industry start: Mar 30, 1998earliest registration or exam on IAPD
Years in industry: 28derivedfrom the industry start date
Years at current firm: 2derivedfrom the current registration's begin date
Prior firms: 2

Registration history

••• Locked

Firm	Class	Began	Ended	Current	Branch	Basis
C••••• I••••••••• A••••••• L••	Bd affiliated wealth	Mar 6, 2024	n/a	yes	Minnetonka, MN	Current employment
V•••••• P•••• W••••• M•••••••••	Independent wealth	Jan 29, 2014	Mar 20, 2024	no	PLYMOUTH, MN	Previous registration

Moves

••• Locked

From	To	Left	Joined	Gap, days	Kind	Move type
V•••••• P•••• W••••• M•••••••••	C••••• I••••••••• A••••••• L••	Mar 20, 2024	Mar 6, 2024	-14	Firm change	RIA to ibd
L•• F•••••••• L••	V•••••• P•••• W••••• M•••••••••	Oct 28, 2015	Jan 29, 2014

Team moves

••• Locked

Team	Left	Joined	From	Kind
167886:105644:MN:2024-03-20	Mar 20, 2024	Mar 6, 2024	PLYMOUTH, MN	Firm change
6413:167886:MN:2015-10-28	Oct 28, 2015	Jan 29, 2014	PLYMOUTH, MN	Firm change after gap

Relationships

Registered with (3)

→ C••••• I••••••••• A••••••• L••Registered adviserregistration: current employment
Mar 6, 2024 to presentfactForm ADV
→ V•••••• P•••• W••••• M•••••••••Registered adviserregistration: previous registration
Jan 29, 2014 to Mar 20, 2024factForm ADV
→ L•• F•••••••• L••Registered adviserregistration: previous registration
Jan 29, 2014 to Oct 28, 2015factForm ADV

Dated events

Occurred
Mar 20, 2024
Advisor changed firm
J•• K•••••• J••••••• left V•••••• P•••• W••••• M••••••••• for C••••• I••••••••• A••••••• L•• (registered 2024-03-06)
Form ADVobserved 7 days ago

Provenance

Graph: RIA / Wealth Management
Canonical id: dfx:ria:ae39a0b6-1ee1-12d8-3ff4-85a5f6ce1f1c
First observed: Jan 29, 2014
Last observed: Sep 14, 2026 8 days ago
Source families: Federal regulator filings
1 registered feed stand behind this record; each fact above carries its own dates and, where the publisher serves one, its document.
Resolution: Identity across graphs by shared identifier (CRD, CIK, EIN, ADV fund id, individual CRD) or citation; a name match is shown as a candidate and never merged.