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RIA / WealthAdvisordual registered (broker-dealer)37 years in industry

PAUL REVIERE PEELER

Advisor at LPL FINANCIAL LLC

STONE MOUNTAIN, GA | ATLANTA, GA

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Search this name across graphsid dfx:ria:ae45034b-b427-57fe-8847-95b5afd64cd4

Data as of Sep 15, 2026 (this record's last observation) from federal regulator filings. Page built Sep 20, 2026, 3:17 AM UTC and rebuilt at most every 15 minutes.

Relationships: 4
Dated events: 0
On other graphs: 0
Observed: Apr 1, 2003 to Sep 15, 2026

Across DFX

This entity has not been resolved onto another DFX graph by a shared identifier. A name match elsewhere would be a candidate, never an identity, and none is recorded.

Facts

fact = as filed or announced; derived = computed by DFX; estimate = a band, never a point

Current firm: LPL FINANCIAL LLC
Current firm class: broker-dealer affiliated wealth managerderived
Book size: not publicno per-advisor AUM is published by the SEC, FINRA or IAPD, and DFX estimates none
Industry start: Apr 13, 1989earliest registration or exam on IAPD
Years in industry: 37derivedfrom the industry start date
Years at current firm: 15derivedfrom the current registration's begin date
Prior firms: 3
Current registrations: 1
Registered states: 2
Exams: S63|S66
First exam: Apr 13, 1989
First registration: Apr 1, 2003
Dual registered: yes, broker-dealer
Other names: BUDDY PEELER|PAUL REVIERE PEELER|PAUL REVIERE PEELER|PAUL REVEIRE PEELER|PAUL REVIERE PEELER
IAPD individual key: 1941566

Registration history

registration spans on IAPD; the basis says whether the span is a current registration or a prior employment record

Firm	Class	Began	Ended	Current	Branch	Basis
LPL FINANCIAL LLC	Bd affiliated wealth	Aug 12, 2011	n/a	yes	ATLANTA, GA\|STONE MOUNTAIN, GA	Current employment
SECURITIES AMERICA ADVISORS, INC.	Former SEC adviser	Oct 18, 2005	Aug 9, 2011	no	ATLANTA, GA\|STONE MOUNTAIN, GA	Previous registration
E*TRADE CAPITAL MANAGEMENT, LLC	Former SEC adviser	Mar 23, 2004	Oct 5, 2005	no	ATLANTA, GA	Previous registration
CHARLES SCHWAB & CO., INC.	National bd RIA	Apr 1, 2003	Apr 13, 2004	no	NORCROSS, GA	Previous registration

Moves

a move is two registration dates; a bulk corporate re-registration is typed BULK_TRANSFER and is not a move

From	To	Left	Joined	Gap, days	Kind	Move type
SECURITIES AMERICA ADVISORS, INC.	LPL FINANCIAL LLC	Aug 9, 2011	Aug 12, 2011	3	Firm change	Other
E*TRADE CAPITAL MANAGEMENT, LLC	SECURITIES AMERICA ADVISORS, INC.	Oct 5, 2005	Oct 18, 2005	13	Firm change	Other
CHARLES SCHWAB & CO., INC.	E*TRADE CAPITAL MANAGEMENT, LLC	Apr 13, 2004	Mar 23, 2004	-21	Firm change	Other

Relationships

Registered with (4)

→ LPL FINANCIAL LLCRegistered adviserregistration: current employment
Aug 12, 2011 to presentfactForm ADV
→ SECURITIES AMERICA ADVISORS, INC.Registered adviserregistration: previous registration
Oct 18, 2005 to Aug 9, 2011factForm ADV
→ E*TRADE CAPITAL MANAGEMENT, LLCRegistered adviserregistration: previous registration
Mar 23, 2004 to Oct 5, 2005factForm ADV
→ CHARLES SCHWAB & CO., INC.Registered adviserregistration: previous registration
Apr 1, 2003 to Apr 13, 2004factForm ADV

Dated events

No dated event names this entity yet.