DFX Intelligence

B•••••• S•••• T••••: advisor on the ria / wealth management graph | DFX Data Factory

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RIA / WealthAdvisor10 years in industry

B•••••• S•••• T••••

Advisor at C••••• P••••••• L••

BLOOMFIELD HILLS, MI | NEW YORK, NY

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Search this name across graphsid dfx:ria:ae4d2dc7-dc01-5bda-1f3c-a1f4cd8d8210

Data as of Sep 15, 2026 (this record's last observation) from federal regulator filings. Page built Sep 23, 2026, 6:55 AM UTC and rebuilt at most every 15 minutes.

Relationships: 3
Dated events: 1
On other graphs: 0
Observed: Apr 12, 2017 to Sep 15, 2026

Across DFX

This entity has not been resolved onto another DFX graph by a shared identifier. A name match elsewhere would be a candidate, never an identity, and none is recorded.

Facts

fact = as filed or announced; derived = computed by DFX; estimate = a band, never a point

Current firm: C••••• P••••••• L••
Current firm class: independent wealth managerderived
Book size: not public••• Locked
Industry start: Apr 1, 2016earliest registration or exam on IAPD
Years in industry: 10derivedfrom the industry start date
Years at current firm: 7derivedfrom the current registration's begin date
Prior firms: 2

Registration history

••• Locked

Firm	Class	Began	Ended	Current	Branch	Basis
C••••• P••••••• L••	Independent wealth	May 8, 2019	n/a	yes	BLOOMFIELD HILLS, MI\|NEW YORK, NY	Current employment
S•••••••• I••••••••• A•••••••• L••	Former SEC adviser	Oct 25, 2017	Jan 28, 2022	no	BIRMINGHAM, MI

Moves

••• Locked

From	To	Left	Joined	Gap, days	Kind	Move type
S•••••••• I••••••••• A•••••••• L••	C••••• P••••••• L••	Jan 28, 2022	May 8, 2019	-996	Firm change after gap	RIA to RIA
N••••••••• M••••• I••••••••• S•••••••••	S•••••••• I••••••••• A•••••••• L••	May 9, 2017	Oct 25, 2017

Relationships

Registered with (3)

→ C••••• P••••••• L••Registered adviserregistration: current employment
May 8, 2019 to presentfactForm ADV
→ S•••••••• I••••••••• A•••••••• L••Registered adviserregistration: previous registration
Oct 25, 2017 to Jan 28, 2022factForm ADV
→ N••••••••• M••••• I••••••••• S•••••••••Registered adviserregistration: previous registration
Apr 12, 2017 to May 9, 2017factForm ADV

Dated events

Occurred
Jan 28, 2022
Advisor changed firm
••• Locked
Form ADVobserved 8 days ago

Provenance

Graph: RIA / Wealth Management
Canonical id: dfx:ria:ae4d2dc7-dc01-5bda-1f3c-a1f4cd8d8210
First observed: Apr 12, 2017
Last observed: Sep 15, 2026 8 days ago
Source families: Federal regulator filings
1 registered feed stand behind this record; each fact above carries its own dates and, where the publisher serves one, its document.
Resolution: Identity across graphs by shared identifier (CRD, CIK, EIN, ADV fund id, individual CRD) or citation; a name match is shown as a candidate and never merged.