DFX Intelligence

B••••••• C••••• B•••••: advisor on the ria / wealth management graph | DFX Data Factory

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RIA / WealthAdvisordual registered (broker-dealer)23 years in industry

B••••••• C••••• B•••••

Advisor at B••••• C••••••• A•••••••• L••

DOWNINGTOWN, PA

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Data as of Sep 14, 2026 (this record's last observation) from federal regulator filings. Page built Sep 24, 2026, 2:01 AM UTC and rebuilt at most every 15 minutes.

Relationships: 3
Dated events: 0
On other graphs: 0
Observed: Jan 8, 2003 to Sep 14, 2026

Across DFX

This entity has not been resolved onto another DFX graph by a shared identifier. A name match elsewhere would be a candidate, never an identity, and none is recorded.

Facts

fact = as filed or announced; derived = computed by DFX; estimate = a band, never a point

Current firm: B••••• C••••••• A•••••••• L••
Current firm class: independent wealth managerderived
Book size: not public••• Locked
Industry start: Oct 24, 2002earliest registration or exam on IAPD
Years in industry: 23derivedfrom the industry start date
Years at current firm: 8derivedfrom the current registration's begin date
Prior firms: 2

Registration history

••• Locked

Firm	Class	Began	Ended	Current	Branch	Basis
B••••• C••••••• A•••••••• L••	Independent wealth	Mar 23, 2018	n/a	yes	DOWNINGTOWN, PA	Current employment
B••••• F•••••••• A•••••••• L••	Former SEC adviser	Sep 16, 2004	Mar 30, 2018	no	DOWNINGTOWN, PA

Moves

••• Locked

From	To	Left	Joined	Gap, days	Kind	Move type
B••••• F•••••••• A•••••••• L••	B••••• C••••••• A•••••••• L••	Mar 30, 2018	Mar 23, 2018	-7	Firm change	RIA to RIA
W••••• S••••• A••••••• I••	B••••• F•••••••• A•••••••• L••	Dec 12, 2005	Sep 16, 2004

Team moves

••• Locked

Team	Left	Joined	From	Kind
127181:293192:PA:2018-03-30	Mar 30, 2018	Mar 23, 2018	DOWNINGTOWN, PA	Firm change

Relationships

Registered with (3)

→ B••••• C••••••• A•••••••• L••Registered adviserregistration: current employment
Mar 23, 2018 to presentfactForm ADV
→ B••••• F•••••••• A•••••••• L••Registered adviserregistration: previous registration
Sep 16, 2004 to Mar 30, 2018factForm ADV
→ W••••• S••••• A••••••• I••Registered adviserregistration: previous registration
Jan 8, 2003 to Dec 12, 2005factForm ADV

Dated events

No dated event names this entity yet.

Provenance

Graph: RIA / Wealth Management
Canonical id
First observed: Jan 8, 2003
Last observed: Sep 14, 2026 10 days ago
Source families: Federal regulator filings
1 registered feed stand behind this record; each fact above carries its own dates and, where the publisher serves one, its document.
Resolution: Identity across graphs by shared identifier (CRD, CIK, EIN, ADV fund id, individual CRD) or citation; a name match is shown as a candidate and never merged.