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RIA / WealthRegistered adviserformer SEC advisernot on rosterRAUM 100m 1b

BRUTON FINANCIAL ADVISORS, LLC

CRD 127181

DOWNINGTOWN, PA

This is the graph view. The full profile, with its team, deals and sources, is on RIA / Wealth Management.Open the full profile →

Search this name across graphsid dfx:ria:b8c2a472-d584-6fe8-a68c-d827307b4d31

Data as of Jan 24, 2018 (this record's last observation) from federal regulator filings. Page built Sep 21, 2026, 10:12 PM UTC and rebuilt at most every 15 minutes.

Relationships: 7
Dated events: 0
On other graphs: 1
Observed: Dec 16, 2011 to Jan 24, 2018
12 observations

Across DFX

same identity by shared identifier, citation, or a bridge measured by hand

Allocatorsidentity

Bruton Financial Advisors, LLC

Investment consultant · shared crd

Facts

fact = as filed or announced; derived = computed by DFX; estimate = a band, never a point

Firm class: former SEC adviserderivedabsent from the latest SEC roster
Regulatory AUM: $366MItem 5.F on the latest filing (2018-01-24); as reported, and an affiliate's assets may be counted again on its own filing
Discretionary RAUM: $366M
Private client RAUM: $106MderivedItem 5.D individuals plus high net worth individuals
Private client share: 29%derivedprivate client RAUM over total RAUM
Advisors on IAPD: 0
Employees: 10
Advisory employees: 6
Offices: 0Schedule D 1.F, beyond the principal office
Accounts: 704
Individual clients: 349
High net worth clients: 106
SEC number: 801-63056
CRD: 127181
Filings on the tape: 12
First filed: Dec 16, 2011
Latest filed: Jan 24, 2018
Organised: Limited Liability Company, Pennsylvania

Owners and control persons

Schedule A and B as filed; ownership codes are the form's bands (NA under 5%, A 5 to 10%, B 10 to 25%, C 25 to 50%, D 50 to 75%, E over 75%); people are listed as filed and never merged by name

Owner	Title	Ownership code	Control person	Acquired	First seen	Last seen
BRUTON, CHARLES, WILLIAM	INVESTMENT ADVISER REPRESENTATIVE	E	yes	06/2004	Dec 16, 2011	Jan 24, 2018
BRUTON, JAMES, MARSHALL	MANAGING MEMBER / CHIEF COMPLIANCE OFFICER	Na	yes	06/2003	Dec 16, 2011	Jan 24, 2018

Regulatory AUM by fiscal year

annual amendments (and the roster's annual snapshot) as filed; where a year was amended twice the later filing draws the line

Fiscal year	Filed	RAUM	Discretionary	Employees	Advisory staff	Offices	Private funds	Fund GAV
2016	Mar 27, 2017	$325M	$325M	10	6	n/a	n/a	n/a
2015	Mar 25, 2016	$284M	$284M	3	3	n/a	n/a	n/a
2014	Mar 14, 2015	$280M	$280M	4	4	n/a	n/a	n/a
2013	Mar 12, 2014	$265M	$265M	4	4	n/a	n/a	n/a
2012	Mar 14, 2013	$209M	$209M	6	4	n/a	n/a	n/a
2011	Mar 28, 2012	$172M	$172M	n/a	n/a	n/a	n/a	n/a

Growth

derived from consecutive annual filings; RAUM as reported

Latest fiscal year	RAUM	A year earlier	1y change	Three years earlier	3y CAGR	Employees	A year earlier	Offices	A year earlier
2016	$366M	$284M	29.1%	$265M	11.4%	10	3	0	n/a

Teams out

two or more advisors whose registrations ended here and began at one firm together: a fact of two dates, not a prediction

Other firm	Advisors	First left	Last joined	From	Kind	Move type	Share of firm
BRUTON CHISNELL ADVISORS, LLC	3	Mar 30, 2018	Mar 23, 2018	DOWNINGTOWN, PA	Firm absorbed	RIA to RIA	100.0%

Relationships

Controls (2)

← BRUTON, JAMES, MARSHALLOwnerMANAGING MEMBER / CHIEF COMPLIANCE OFFICER, ownership code NA, individual
Dec 16, 2011 to presentfactForm ADV
← BRUTON, CHARLES, WILLIAMOwnerINVESTMENT ADVISER REPRESENTATIVE, ownership code E, individual
Dec 16, 2011 to presentfactForm ADV

Registered with (4)

← JAMES MARSHALL BRUTONAdvisorregistration: previous registration
Apr 21, 2004 to Mar 30, 2018factForm ADV
← BENJAMIN CULVER BRUTONAdvisorregistration: previous registration
Sep 16, 2004 to Mar 30, 2018factForm ADV
← Michael Anthony ChisnellAdvisorregistration: previous registration
Feb 2, 2018 to Mar 30, 2018factForm ADV
← MARGARET MATTHEWS TODDAdvisorregistration: previous registration
May 31, 2012 to May 15, 2015factForm ADV

Moved with (1)

→ BRUTON CHISNELL ADVISORS, LLCRegistered adviser3 advisors, firm absorbed, same day
Mar 30, 2018 to Mar 23, 2018factForm ADV

Dated events

No dated event names this entity yet.

Provenance

Graph: RIA / Wealth Management
Canonical id: dfx:ria:b8c2a472-d584-6fe8-a68c-d827307b4d31
First observed: Dec 16, 2011
Last observed: Jan 24, 2018 105 months ago
Source families: Federal regulator filings
3 registered feeds stand behind this record; each fact above carries its own dates and, where the publisher serves one, its document.
Resolution: Identity across graphs by shared identifier (CRD, CIK, EIN, ADV fund id, individual CRD) or citation; a name match is shown as a candidate and never merged.

BRUTON FINANCIAL ADVISORS, LLC

CRD 127181

DOWNINGTOWN, PA

This is the graph view. The full profile, with its team, deals and sources, is on RIA / Wealth Management.Open the full profile →

Search this name across graphsid dfx:ria:b8c2a472-d584-6fe8-a68c-d827307b4d31

Data as of Jan 24, 2018 (this record's last observation) from federal regulator filings. Page built Sep 21, 2026, 10:12 PM UTC and rebuilt at most every 15 minutes.

Owner

Title

Ownership code

Control person

Acquired

First seen

Last seen

BRUTON, CHARLES, WILLIAM

INVESTMENT ADVISER REPRESENTATIVE

yes

06/2004

Dec 16, 2011

Jan 24, 2018

BRUTON, JAMES, MARSHALL

MANAGING MEMBER / CHIEF COMPLIANCE OFFICER

yes

06/2003

Dec 16, 2011

Jan 24, 2018

Fiscal year

Filed

RAUM

Discretionary

Employees

Advisory staff

Offices

Private funds

Fund GAV

2016

Mar 27, 2017

$325M

n/a

2015

Mar 25, 2016

$284M

n/a

2014

Mar 14, 2015

$280M

n/a

2013

Mar 12, 2014

$265M

n/a

2012

Mar 14, 2013

$209M

n/a

2011

Mar 28, 2012

$172M

n/a

Latest fiscal year

RAUM

A year earlier

1y change

Three years earlier

3y CAGR

Employees

A year earlier

Offices

A year earlier

2016

$366M

$284M

29.1%

$265M

11.4%

n/a

Other firm

Advisors

First left

Last joined

From

Kind

Move type

Share of firm

BRUTON CHISNELL ADVISORS, LLC

Mar 30, 2018

Mar 23, 2018

DOWNINGTOWN, PA

Firm absorbed

RIA to RIA

100.0%