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Advisor at EMPOWER ADVISORY GROUP, LLC
Bedminster, NJ | GREENWOOD VILLAGE, CO
Data as of (this record's last observation) from federal regulator filings. Page built and rebuilt at most every 15 minutes.
This entity has not been resolved onto another DFX graph by a shared identifier. A name match elsewhere would be a candidate, never an identity, and none is recorded.
| Firm | Class | Began | Ended | Current | Branch | Basis |
|---|---|---|---|---|---|---|
| EMPOWER ADVISORY GROUP, LLC | Bd affiliated wealth | Dec 7, 2022 | n/a | yes | Bedminster, NJ|GREENWOOD VILLAGE, CO | Current employment |
| EAGLE STRATEGIES LLC | Bd affiliated wealth | Apr 13, 2022 | Nov 8, 2022 | no | EDISON, NJ | Previous registration |
| EQUITABLE ADVISORS, LLC | National bd RIA | Apr 26, 2019 | Dec 21, 2020 | no | WALL, NJ | Previous registration |
| ALLSTATE FINANCIAL ADVISORS, LLC | Bd affiliated wealth | Jun 27, 2017 | Dec 13, 2018 | no | Lakewood, NJ | Previous registration |
| PRUCO SECURITIES, LLC | No RAUM reported | Sep 14, 2012 | Jun 9, 2014 | no | Toms River, NJ | Previous registration |
| CUNA BROKERAGE SERVICES, INC. | Former SEC adviser | Jun 18, 2010 | Feb 1, 2012 | no | RAHWAY, NJ | Previous registration |
| NEW ENGLAND SECURITIES CORPORATION | Former SEC adviser | Sep 10, 2009 | Dec 21, 2009 | no | MANASQUAN, NJ | Previous registration |
| MORGAN STANLEY | Wirehouse | Jun 1, 2009 | Jul 29, 2009 | no | TOMS RIVER, NJ | Previous registration |
| CITIGROUP GLOBAL MARKETS INC. | Bd affiliated wealth | Mar 7, 2006 | Jun 1, 2009 | no | TOMS RIVER, NJ | Previous registration |
| VALIC FINANCIAL ADVISORS, INC. | Bd affiliated wealth | May 8, 2003 | Jan 17, 2006 | no | CHERRY HILL, NJ | Previous registration |
| From | To | Left | Joined | Gap, days | Kind | Move type |
|---|---|---|---|---|---|---|
| EAGLE STRATEGIES LLC | EMPOWER ADVISORY GROUP, LLC | Nov 8, 2022 | Dec 7, 2022 | 29 | Firm change | Ibd to ibd |
| EQUITABLE ADVISORS, LLC | EAGLE STRATEGIES LLC | Dec 21, 2020 | Apr 13, 2022 | 478 | Firm change after gap | Ibd to ibd |
| ALLSTATE FINANCIAL ADVISORS, LLC | EQUITABLE ADVISORS, LLC | Dec 13, 2018 | Apr 26, 2019 | 134 | Firm change | Ibd to ibd |
| PRUCO SECURITIES, LLC | ALLSTATE FINANCIAL ADVISORS, LLC | Jun 9, 2014 | Jun 27, 2017 | 1,114 | Firm change after gap | Other |
| CUNA BROKERAGE SERVICES, INC. | PRUCO SECURITIES, LLC | Feb 1, 2012 | Sep 14, 2012 | 226 | Firm change | Other |
| NEW ENGLAND SECURITIES CORPORATION | CUNA BROKERAGE SERVICES, INC. | Dec 21, 2009 | Jun 18, 2010 | 179 | Firm change | Other |
| MORGAN STANLEY | NEW ENGLAND SECURITIES CORPORATION | Jul 29, 2009 | Sep 10, 2009 | 43 | Firm change | Other |
| CITIGROUP GLOBAL MARKETS INC. | MORGAN STANLEY | Jun 1, 2009 | Jun 1, 2009 | 0 | Bulk transfer | Other |
| VALIC FINANCIAL ADVISORS, INC. | CITIGROUP GLOBAL MARKETS INC. | Jan 17, 2006 | Mar 7, 2006 | 49 | Firm change | Other |