DFX Intelligence
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Reading the graph
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Advisor at T••••• A••••••• S•••••••• I•••
HUNT VALLEY, MD
Data as of (this record's last observation) from federal regulator filings. Page built and rebuilt at most every 15 minutes.
This entity has not been resolved onto another DFX graph by a shared identifier. A name match elsewhere would be a candidate, never an identity, and none is recorded.
| Firm | Class | Began | Ended | Current | Branch | Basis |
|---|---|---|---|---|---|---|
| T••••• A••••••• S•••••••• I••• | Bd affiliated wealth | Sep 9, 2016 | n/a | yes | HUNT VALLEY, MD | Current employment |
| P•• W••••• M••••••••• | Bd affiliated wealth | Jun 16, 2008 | Apr 25, 2011 | no | SPARKS, MD|FOREST HILL, MD|COCKEYSVILLE, MD|TIMONIUM, MD|HUNT VALLEY, MD|COCKEYSVILLE, MD|JARRETTSVILLE, MD|WHITEFORD, MD|DARLINGTON, MD|ELKTON, MD|ELKTON, MD|BALTIMORE, MD|BALTIMORE, MD |
| From | To | Left | Joined | Gap, days | Kind | Move type |
|---|---|---|---|---|---|---|
| P•• W••••• M••••••••• | T••••• A••••••• S•••••••• I••• | Apr 25, 2011 | Sep 9, 2016 | 1,964 | Firm change after gap | Other |
| S••••••• I••••••••• S•••••••• I••• | P•• W••••• M••••••••• | May 27, 2008 | Jun 16, 2008 |
| Previous registration |
| S••••••• I••••••••• S•••••••• I••• | Former SEC adviser | Jun 28, 2005 | May 27, 2008 | no | CATONSVILLE, MD|REISTERSTOWN, MD|HUNT VALLEY, MD|COCKEYSVILLE, MD|PHOENIX, MD|ELLICOTT CITY, MD|BALTIMORE, MD|BALTIMORE, MD|ELLICOTT CITY, MD|BALTIMORE, MD|BALTIMORE, MD|ELLICOTT CITY, MD|TOWSON, MD|PARKVILLE, MD|TOWSON, MD|BALTIMORE, MD|PIKESVILLE, MD|PIKESVILLE, MD | Previous registration |
| 20 |
| Firm change |
| Other |