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Advisor at MML INVESTORS SERVICES, LLC
SPRINGFIELD, MA | Edgewater, NJ
Data as of (this record's last observation) from federal regulator filings. Page built and rebuilt at most every 15 minutes.
This entity has not been resolved onto another DFX graph by a shared identifier. A name match elsewhere would be a candidate, never an identity, and none is recorded.
| Firm | Class | Began | Ended | Current | Branch | Basis |
|---|---|---|---|---|---|---|
| MML INVESTORS SERVICES, LLC | Bd affiliated wealth | Aug 17, 2023 | n/a | yes | Edgewater, NJ|SPRINGFIELD, MA | Current employment |
| UBS FINANCIAL SERVICES INC. | Wirehouse | Jul 5, 2013 | Jul 20, 2022 | no | WEEHAWKEN, NJ|WEEHAWKEN, NJ|WEEHAWKEN, NJ|WEEHAWKEN, NJ|WEEHAWKEN, NJ|WEEHAWKEN, NJ | Previous registration |
| MORGAN STANLEY | Wirehouse | Mar 30, 2011 | Feb 21, 2013 | no | PURCHASE, NY | Previous registration |
| UBS FINANCIAL SERVICES INC. | Wirehouse | Jan 23, 2009 | Jan 21, 2011 | no | WEEHAWKEN, NJ|WEEHAWKEN, NJ|WEEHAWKEN, NJ | Previous registration |
| From | To | Left | Joined | Gap, days | Kind | Move type |
|---|---|---|---|---|---|---|
| UBS FINANCIAL SERVICES INC. | MML INVESTORS SERVICES, LLC | Jul 20, 2022 | Aug 17, 2023 | 393 | Firm change | Wirehouse to ibd |
| MORGAN STANLEY | UBS FINANCIAL SERVICES INC. | Feb 21, 2013 | Jul 5, 2013 | 134 | Firm change | Wirehouse to wirehouse |
| UBS FINANCIAL SERVICES INC. | MORGAN STANLEY | Jan 21, 2011 | Mar 30, 2011 | 68 | Firm change | Wirehouse to wirehouse |