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RIA / WealthAdvisordual registered (broker-dealer)36 years in industry

EDWIN LOCKSLEY STANTON

Advisor at MORGAN STANLEY

Los Angeles, CA

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Data as of Sep 14, 2026 (this record's last observation) from federal regulator filings. Page built Sep 19, 2026, 8:07 PM UTC and rebuilt at most every 15 minutes.

Relationships: 5
Dated events: 0
On other graphs: 0
Observed: Oct 16, 1999 to Sep 14, 2026

Across DFX

This entity has not been resolved onto another DFX graph by a shared identifier. A name match elsewhere would be a candidate, never an identity, and none is recorded.

Facts

fact = as filed or announced; derived = computed by DFX; estimate = a band, never a point

Current firm: MORGAN STANLEY
Current firm class: wirehousederived
Book size: not publicno per-advisor AUM is published by the SEC, FINRA or IAPD, and DFX estimates none
Industry start: Oct 26, 1989earliest registration or exam on IAPD
Years in industry: 36derivedfrom the industry start date
Years at current firm: 17derivedfrom the current registration's begin date
Prior firms: 4
Current registrations: 1
Registered states: 2
Exams: S63|S65
First exam: Oct 26, 1989
First registration: Oct 16, 1999
Dual registered: yes, broker-dealer
Other names: EDWIN LOCKSLEY STANTON
IAPD individual key: 433727

Registration history

registration spans on IAPD; the basis says whether the span is a current registration or a prior employment record

Firm	Class	Began	Ended	Current	Branch	Basis
MORGAN STANLEY	Wirehouse	Jun 1, 2009	n/a	yes	Los Angeles, CA	Current employment
MORGAN STANLEY & CO. LLC	n/a	May 5, 2008	Jun 1, 2009	no	BEVERLY HILLS, CA	Previous registration
J.P. MORGAN SECURITIES LLC	Wirehouse	Oct 29, 2004	May 15, 2008	no	Los Angeles, CA\|LOS ANGELES, CA	Previous registration
WELLS FARGO ADVISORS	Wirehouse	Jul 1, 2003	Nov 16, 2004	no	RICHMOND, VA	Previous registration
PRUDENTIAL EQUITY GROUP, LLC	n/a	Oct 16, 1999	Jul 1, 2003	no	LOS ANGELES, CA	Previous registration

Moves

a move is two registration dates; a bulk corporate re-registration is typed BULK_TRANSFER and is not a move

From	To	Left	Joined	Gap, days	Kind	Move type
MORGAN STANLEY & CO. LLC	MORGAN STANLEY	Jun 1, 2009	Jun 1, 2009	0	Bulk transfer	Other
J.P. MORGAN SECURITIES LLC	MORGAN STANLEY & CO. LLC	May 15, 2008	May 5, 2008	-10	Firm change	Other
WELLS FARGO ADVISORS	J.P. MORGAN SECURITIES LLC	Nov 16, 2004	Oct 29, 2004	-18	Firm change	Wirehouse to wirehouse
PRUDENTIAL EQUITY GROUP, LLC	WELLS FARGO ADVISORS	Jul 1, 2003	Jul 1, 2003	0	Bulk transfer	Other

Relationships

Registered with (5)

→ MORGAN STANLEYRegistered adviserregistration: current employment
Jun 1, 2009 to presentfactForm ADV
→ MORGAN STANLEY & CO. LLCRegistered adviserregistration: previous registration
May 5, 2008 to Jun 1, 2009factForm ADV
→ J.P. MORGAN SECURITIES LLCRegistered adviserregistration: previous registration
Oct 29, 2004 to May 15, 2008factForm ADV
→ WELLS FARGO ADVISORSRegistered adviserregistration: previous registration
Jul 1, 2003 to Nov 16, 2004factForm ADV
→ PRUDENTIAL EQUITY GROUP, LLCRegistered adviserregistration: previous registration
Oct 16, 1999 to Jul 1, 2003factForm ADV

Dated events

No dated event names this entity yet.