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RIA / WealthAdvisordual registered (broker-dealer)25 years in industry

BRIAN SCOTT SIMMONS

Advisor at LPL FINANCIAL LLC

EASLEY, SC | GREENVILLE, SC

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Search this name across graphsid dfx:ria:ae6300d0-3c2b-21a5-6d47-e23f57e454a2

Data as of Sep 14, 2026 (this record's last observation) from federal regulator filings. Page built Sep 20, 2026, 7:31 AM UTC and rebuilt at most every 15 minutes.

Relationships: 4
Dated events: 0
On other graphs: 0
Observed: Sep 1, 2006 to Sep 14, 2026

Across DFX

This entity has not been resolved onto another DFX graph by a shared identifier. A name match elsewhere would be a candidate, never an identity, and none is recorded.

Facts

fact = as filed or announced; derived = computed by DFX; estimate = a band, never a point

Current firm: LPL FINANCIAL LLC
Current firm class: broker-dealer affiliated wealth managerderived
Book size: not publicno per-advisor AUM is published by the SEC, FINRA or IAPD, and DFX estimates none
Industry start: Dec 18, 2000earliest registration or exam on IAPD
Years in industry: 25derivedfrom the industry start date
Years at current firm: 11derivedfrom the current registration's begin date
Prior firms: 3
Current registrations: 1
Registered states: 4
Exams: S63|S65
First exam: Dec 18, 2000
First registration: Sep 1, 2006
Dual registered: yes, broker-dealer
IAPD individual key: 4248121

Registration history

registration spans on IAPD; the basis says whether the span is a current registration or a prior employment record

Firm	Class	Began	Ended	Current	Branch	Basis
LPL FINANCIAL LLC	Bd affiliated wealth	Dec 18, 2014	n/a	yes	GREENVILLE, SC\|EASLEY, SC	Current employment
OSAIC WEALTH, INC.	Bd affiliated wealth	Jul 27, 2011	Dec 18, 2014	no	GREENVILLE, SC\|SCOTTSDALE, AZ\|SCOTTSDALE, AZ	Previous registration
SECURITIES AMERICA ADVISORS, INC.	Former SEC adviser	Oct 28, 2010	Aug 2, 2011	no	GREENVILLE, SC	Previous registration
UVEST FINANCIAL SERVICES GROUP, INC.	n/a	Sep 1, 2006	Oct 8, 2010	no	ANDERSON, SC\|SENECA, SC\|CLINTON, SC\|SPARTANBURG, SC\|EASLEY, SC\|ANDERSON, SC	Previous registration

Moves

a move is two registration dates; a bulk corporate re-registration is typed BULK_TRANSFER and is not a move

From	To	Left	Joined	Gap, days	Kind	Move type
OSAIC WEALTH, INC.	LPL FINANCIAL LLC	Dec 18, 2014	Dec 18, 2014	0	Firm change	Other
SECURITIES AMERICA ADVISORS, INC.	OSAIC WEALTH, INC.	Aug 2, 2011	Jul 27, 2011	-6	Firm change	Other
UVEST FINANCIAL SERVICES GROUP, INC.	SECURITIES AMERICA ADVISORS, INC.	Oct 8, 2010	Oct 28, 2010	20	Firm change	Other

Relationships

Registered with (4)

→ LPL FINANCIAL LLCRegistered adviserregistration: current employment
Dec 18, 2014 to presentfactForm ADV
→ OSAIC WEALTH, INC.Registered adviserregistration: previous registration
Jul 27, 2011 to Dec 18, 2014factForm ADV
→ SECURITIES AMERICA ADVISORS, INC.Registered adviserregistration: previous registration
Oct 28, 2010 to Aug 2, 2011factForm ADV
→ UVEST FINANCIAL SERVICES GROUP, INC.Registered adviserregistration: previous registration
Sep 1, 2006 to Oct 8, 2010factForm ADV

Dated events

No dated event names this entity yet.