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RIA / WealthRegistered adviserformer SEC advisernot on rosterRAUM 100m 1b

NEW CENTURY INVESTMENT MANAGEMENT, INCORPORATED

CRD 109259

SOUTHFIELD, MI

This is the graph view. The full profile, with its team, deals and sources, is on RIA / Wealth Management.Open the full profile →

Search this name across graphsid dfx:ria:ae64f2fe-6142-82d3-29ef-62ba57012d15

Data as of Jan 21, 2016 (this record's last observation) from federal regulator filings. Page built Sep 19, 2026, 10:14 PM UTC and rebuilt at most every 15 minutes.

Relationships: 2
Dated events: 0
On other graphs: 0
Observed: Jan 24, 2012 to Jan 21, 2016
6 observations

Across DFX

This entity has not been resolved onto another DFX graph by a shared identifier. A name match elsewhere would be a candidate, never an identity, and none is recorded.

Facts

fact = as filed or announced; derived = computed by DFX; estimate = a band, never a point

Firm class: former SEC adviserderivedabsent from the latest SEC roster
Regulatory AUM: $220MItem 5.F on the latest filing (2016-01-21); as reported, and an affiliate's assets may be counted again on its own filing
Discretionary RAUM: $220M
Private client RAUM: $0derivedItem 5.D individuals plus high net worth individuals
Private client share: 0%derivedprivate client RAUM over total RAUM
Advisors on IAPD: 0
Employees: 3
Advisory employees: 2
Accounts: 49
SEC number: 801-55627
CRD: 109259
Filings on the tape: 6
First filed: Jan 24, 2012
Latest filed: Jan 21, 2016
Organised: Corporation, Michigan

Owners and control persons

Schedule A and B as filed; ownership codes are the form's bands (NA under 5%, A 5 to 10%, B 10 to 25%, C 25 to 50%, D 50 to 75%, E over 75%); people are listed as filed and never merged by name

Owner	Title	Ownership code	Control person	Acquired	First seen	Last seen
MODELL, JEFFREY, DAVID	PRESIDENT & PORT MGR (4/1/94), CCO (5/5/04), ANTI-MONEY LAUNDERING COMPL OFF (5/26/05), CHIEF INFORMATION SEC OFF (1/20/15)	C	yes	04/1994	Jan 24, 2012	Jan 21, 2016
MODELL, KAREN, GAIL	CORPORATE SECRETARY (4/1/1994), MANAGING DIRECTOR (3/1/1996)	D	yes	04/1994	Jan 24, 2012	Jan 21, 2016

Regulatory AUM by fiscal year

annual amendments (and the roster's annual snapshot) as filed; where a year was amended twice the later filing draws the line

Fiscal year	Filed	RAUM	Discretionary	Employees	Advisory staff	Offices	Private funds	Fund GAV
2015	Jan 21, 2016	$220M	$220M	3	2	n/a	n/a	n/a
2014	Feb 9, 2015	$206M	$206M	3	2	n/a	n/a	n/a
2013	Jan 23, 2014	$171M	$171M	3	2	n/a	n/a	n/a
2012	Jan 25, 2013	$127M	$127M	3	2	n/a	n/a	n/a
2011	Jan 24, 2012	$130M	$130M	n/a	n/a	n/a	n/a	n/a

Growth

derived from consecutive annual filings; RAUM as reported

Latest fiscal year	RAUM	A year earlier	1y change	Three years earlier	3y CAGR	Employees	A year earlier	Offices	A year earlier
2015	$220M	$206M	6.8%	$127M	20.2%	3	3	n/a	n/a

Relationships

Controls (2)

← MODELL, JEFFREY, DAVIDOwnerPRESIDENT & PORT MGR (4/1/94), CCO (5/5/04), ANTI-MONEY LAUNDERING COMPL OFF (5/26/05), CHIEF INFORMATION SEC OFF (1/20/15), ownership code C, individual
Jan 24, 2012 to presentfactForm ADV
← MODELL, KAREN, GAILOwnerCORPORATE SECRETARY (4/1/1994), MANAGING DIRECTOR (3/1/1996), ownership code D, individual
Jan 24, 2012 to presentfactForm ADV

Dated events

No dated event names this entity yet.

Provenance

Graph: RIA / Wealth Management
Canonical id: dfx:ria:ae64f2fe-6142-82d3-29ef-62ba57012d15
First observed: Jan 24, 2012
Last observed: Jan 21, 2016 129 months ago
Source families: Federal regulator filings
3 registered feeds stand behind this record; each fact above carries its own dates and, where the publisher serves one, its document.
Resolution: Identity across graphs by shared identifier (CRD, CIK, EIN, ADV fund id, individual CRD) or citation; a name match is shown as a candidate and never merged.

NEW CENTURY INVESTMENT MANAGEMENT, INCORPORATED

CRD 109259

SOUTHFIELD, MI

This is the graph view. The full profile, with its team, deals and sources, is on RIA / Wealth Management.Open the full profile →

Search this name across graphsid dfx:ria:ae64f2fe-6142-82d3-29ef-62ba57012d15

Data as of Jan 21, 2016 (this record's last observation) from federal regulator filings. Page built Sep 19, 2026, 10:14 PM UTC and rebuilt at most every 15 minutes.

Owner

Title

Ownership code

Control person

Acquired

First seen

Last seen

MODELL, JEFFREY, DAVID

PRESIDENT & PORT MGR (4/1/94), CCO (5/5/04), ANTI-MONEY LAUNDERING COMPL OFF (5/26/05), CHIEF INFORMATION SEC OFF (1/20/15)

yes

04/1994

Jan 24, 2012

Jan 21, 2016

MODELL, KAREN, GAIL

CORPORATE SECRETARY (4/1/1994), MANAGING DIRECTOR (3/1/1996)

yes

04/1994

Jan 24, 2012

Jan 21, 2016

Fiscal year

Filed

RAUM

Discretionary

Employees

Advisory staff

Offices

Private funds

Fund GAV

2015

Jan 21, 2016

$220M

n/a

2014

Feb 9, 2015

$206M

n/a

2013

Jan 23, 2014

$171M

n/a

2012

Jan 25, 2013

$127M

n/a

2011

Jan 24, 2012

$130M

n/a

Latest fiscal year

RAUM

A year earlier

1y change

Three years earlier

3y CAGR

Employees

A year earlier

Offices

A year earlier

2015

$220M

$206M

6.8%

$127M

20.2%

n/a