This entity has not been resolved onto another DFX graph by a shared identifier. A name match elsewhere would be a candidate, never an identity, and none is recorded.

Current firm

WEDBUSH SECURITIES INC.

Current firm class

broker-dealer affiliated wealth managerderived

Book size

not publicno per-advisor AUM is published by the SEC, FINRA or IAPD, and DFX estimates none

Industry start

Dec 7, 2009earliest registration or exam on IAPD

Years in industry

16derivedfrom the industry start date

Years at current firm

11derivedfrom the current registration's begin date

Prior firms

1

Current registrations

1

Registered states

1

Exams

S66|S63

First exam

Dec 7, 2009

First registration

Jul 7, 2014

Dual registered

yes, broker-dealer

Other names

SEUNG NAM LEE

IAPD individual key

4745895

Graph

RIA / Wealth Management

Canonical id

dfx:ria:ae65c736-ef2a-09ae-cf35-50c5e5182d0a

First observed

Jul 7, 2014

Last observed

Sep 17, 2026 2 days ago

Source families

Federal regulator filings

1 registered feed stand behind this record; each fact above carries its own dates and, where the publisher serves one, its document.

Resolution

Identity across graphs by shared identifier (CRD, CIK, EIN, ADV fund id, individual CRD) or citation; a name match is shown as a candidate and never merged.