DFX Intelligence

P•••••• J••• Z•••••••: advisor on the ria / wealth management graph | DFX Data Factory

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RIA / WealthAdvisorCertified Financial Planner18 years in industry

P•••••• J••• Z•••••••

Advisor at P•••••••• W••••• P•••••••• L••

TUCSON, AZ | CLAYTON, MO

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Search this name across graphsid dfx:ria:ae68fc03-b37e-7208-f55c-033ea6e3c58a

Data as of Sep 15, 2026 (this record's last observation) from federal regulator filings. Page built Sep 22, 2026, 7:59 PM UTC and rebuilt at most every 15 minutes.

Relationships: 4
Dated events: 1
On other graphs: 0
Observed: Sep 11, 2008 to Sep 15, 2026

Across DFX

This entity has not been resolved onto another DFX graph by a shared identifier. A name match elsewhere would be a candidate, never an identity, and none is recorded.

Facts

fact = as filed or announced; derived = computed by DFX; estimate = a band, never a point

Current firm: P•••••••• W••••• P•••••••• L••
Current firm class: independent wealth managerderived
Book size: not public••• Locked
Industry start: Apr 23, 2008earliest registration or exam on IAPD
Years in industry: 18derivedfrom the industry start date
Years at current firm: 0derivedfrom the current registration's begin date
Prior firms: 3

Registration history

••• Locked

Firm	Class	Began	Ended	Current	Branch	Basis
P•••••••• W••••• P•••••••• L••	Independent wealth	Jun 26, 2026	n/a	yes	TUCSON, AZ\|CLAYTON, MO	Current employment
W•••••••••	Former SEC adviser	Aug 3, 2012	Dec 31, 2016	no	TUCSON, AZ	Previous registration

Moves

••• Locked

From	To	Left	Joined	Gap, days	Kind	Move type
W••••••••• F•••••••• P•••••••	W•••••••••	Jul 8, 2026	Aug 3, 2012	-5,087	Firm change after gap	Other
W•••••••••	P•••••••• W••••• P•••••••• L••	Dec 31, 2016	Jun 26, 2026

Team moves

••• Locked

Team	Left	Joined	From	Kind
158872:162427:AZ:2026-07-08	Jul 8, 2026	Aug 3, 2012	TUCSON, AZ	Firm change after gap
162427:331565:AZ:2016-12-31	Dec 31, 2016	Jun 26, 2026	TUCSON, AZ	Firm change after gap

Relationships

Registered with (4)

→ P•••••••• W••••• P•••••••• L••Registered adviserregistration: current employment
Jun 26, 2026 to presentfactForm ADV
→ W••••••••• F•••••••• P•••••••Registered adviserregistration: previous registration
Sep 21, 2011 to Jul 8, 2026factForm ADV
→ W•••••••••Registered adviserregistration: previous registration
Aug 3, 2012 to Dec 31, 2016factForm ADV
→ P••••••• F•••••••• P•••••••••

Dated events

Occurred
Jul 8, 2026
Advisor changed firm
••• Locked
Form ADVobserved 7 days ago

Provenance

Graph: RIA / Wealth Management
Canonical id: dfx:ria:ae68fc03-b37e-7208-f55c-033ea6e3c58a
First observed: Sep 11, 2008
Last observed: Sep 15, 2026 7 days ago
Source families: Federal regulator filings
1 registered feed stand behind this record; each fact above carries its own dates and, where the publisher serves one, its document.
Resolution: Identity across graphs by shared identifier (CRD, CIK, EIN, ADV fund id, individual CRD) or citation; a name match is shown as a candidate and never merged.