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C•••••• M•••: registered adviser on the ria / wealth management graph | DFX Data Factory

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RIA / WealthRegistered adviserformer SEC advisernot on rosterRAUM none

C•••••• M•••

C•••••• M••• ADVISORS LLC, CRD 322686

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Search this name across graphsid dfx:ria:ae6a48c9-410e-4891-930b-1f47f5e01014

Data as of Jul 20, 2022 (this record's last observation) from federal regulator filings. Page built Sep 22, 2026, 12:33 AM UTC and rebuilt at most every 15 minutes.

Relationships: 3
Dated events: 1
On other graphs: 0
Observed: Jul 20, 2022 to Jul 20, 2022
1 observations

Across DFX

This entity has not been resolved onto another DFX graph by a shared identifier. A name match elsewhere would be a candidate, never an identity, and none is recorded.

Facts

fact = as filed or announced; derived = computed by DFX; estimate = a band, never a point

Firm class: former SEC adviserderivedabsent from the latest SEC roster
Private client RAUM: $0derivedItem 5.D individuals plus high net worth individuals
Advisors on IAPD: 0
Employees: 2
Advisory employees: 1
Offices: 0Schedule D 1.F, beyond the principal office
Individual clients: 0
High net worth clients: 0

Private funds

Schedule D 7.B(1); gross asset value as reported, never fund size; reporting ends 2024-12-31

Fund	Type	Reported GAV	As of	Owners	First reported	Status	Form D file
C• I••••••••• 2••• L•• • C• M•• 1• L••	Other Private Fund	$461,000	Feb 14, 2024	28	Dec 8, 2022	reported	021-464389

Owners and control persons

Schedule A and B as filed; ownership codes are the form's bands (NA under 5%, A 5 to 10%, B 10 to 25%, C 25 to 50%, D 50 to 75%, E over 75%); people are listed as filed and never merged by name

Owner	Title	Ownership code	Control person	Acquired	First seen	Last seen
D••••••• J••••• M•••••••	CHIEF TECHNOLOGY OFFICER	C	yes	05/2022	Jul 20, 2022	Jul 20, 2022
H•••• J•••••• L•••••••	CHIEF EXECUTIVE OFFICER / CHIEF COMPLIANCE OFFICER	D	yes	05/2022	Jul 20, 2022

Relationships

Advises (1)

→ C• I••••••••• 2••• L•• • C• M•• 1• L••Private fundOther Private Fund, ERA
Dec 8, 2022 to presentfactForm ADV

Controls (2)

← H•••• J•••••• L•••••••OwnerCHIEF EXECUTIVE OFFICER / CHIEF COMPLIANCE OFFICER, ownership code D, individual
Jul 20, 2022 to presentfactForm ADV
← D••••••• J••••• M•••••••OwnerCHIEF TECHNOLOGY OFFICER, ownership code C, individual
Jul 20, 2022 to presentfactForm ADV

Dated events

Occurred
Jul 20, 2022
First Form ADV filing
C•••••• M••• filed its initial SEC registration (Form ADV)
Form ADVobserved 6 days ago

Provenance

Graph: RIA / Wealth Management
Canonical id: dfx:ria:ae6a48c9-410e-4891-930b-1f47f5e01014
First observed: Jul 20, 2022
Last observed: Jul 20, 2022 50 months ago
Source families: Federal regulator filings
3 registered feeds stand behind this record; each fact above carries its own dates and, where the publisher serves one, its document.
Resolution: Identity across graphs by shared identifier (CRD, CIK, EIN, ADV fund id, individual CRD) or citation; a name match is shown as a candidate and never merged.