This entity has not been resolved onto another DFX graph by a shared identifier. A name match elsewhere would be a candidate, never an identity, and none is recorded.

Current firm

RBC CAPITAL MARKETS, LLC

Current firm class

national broker-dealer RIAderived

Book size

not publicno per-advisor AUM is published by the SEC, FINRA or IAPD, and DFX estimates none

Industry start

Jun 1, 2015earliest registration or exam on IAPD

Years in industry

11derivedfrom the industry start date

Years at current firm

2derivedfrom the current registration's begin date

Prior firms

1

Current registrations

1

Registered states

2

Exams

S63|S65

First exam

Jan 30, 2019

First registration

Jul 31, 2021

Dual registered

yes, broker-dealer

Other names

JERRY N AZZOLLINI|JERRY NERTARIOS AZZOLLINI|JERRY NEKTARIOS AZZOLLINI

IAPD individual key

6995288

• Occurred

  Jun 1, 2024
  Advisor changed firm

  Jerry Azzollini left J.P. Morgan Securities Llc for Rbc Capital Markets, Llc (registered 2024-05-31)

  Form ADVobserved 3 days ago

Graph

RIA / Wealth Management

Canonical id

dfx:ria:ae739125-ea9c-e6ba-0a2f-48bed904f3a1

First observed

Jul 31, 2021

Last observed

Sep 15, 2026 3 days ago

Source families

Federal regulator filings

1 registered feed stand behind this record; each fact above carries its own dates and, where the publisher serves one, its document.

Resolution

Identity across graphs by shared identifier (CRD, CIK, EIN, ADV fund id, individual CRD) or citation; a name match is shown as a candidate and never merged.