DFX Intelligence

G••••• V••••• C••••••: advisor on the ria / wealth management graph | DFX Data Factory

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RIA / WealthAdvisordual registered (broker-dealer)25 years in industry

G••••• V••••• C••••••

Advisor at S•••••• N••••••• • C••••••• I•••••••••

Brooklyn, NY

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Search this name across graphsid dfx:ria:ae7cf874-907d-3950-5600-0fd402b51575

Data as of Sep 14, 2026 (this record's last observation) from federal regulator filings. Page built Sep 22, 2026, 12:46 PM UTC and rebuilt at most every 15 minutes.

Relationships: 2
Dated events: 1
On other graphs: 0
Observed: Aug 17, 2006 to Sep 14, 2026

Across DFX

This entity has not been resolved onto another DFX graph by a shared identifier. A name match elsewhere would be a candidate, never an identity, and none is recorded.

Facts

fact = as filed or announced; derived = computed by DFX; estimate = a band, never a point

Current firm: S•••••• N••••••• • C••••••• I•••••••••
Current firm class: national broker-dealer RIAderived
Book size: not public••• Locked
Industry start: Mar 1, 2001earliest registration or exam on IAPD
Years in industry: 25derivedfrom the industry start date
Years at current firm: 1derivedfrom the current registration's begin date
Prior firms: 1

Registration history

••• Locked

Firm	Class	Began	Ended	Current	Branch	Basis
S•••••• N••••••• • C••••••• I•••••••••	National bd RIA	Aug 14, 2025	n/a	yes	Brooklyn, NY	Current employment
J••••• M••••••••• S•••• L••	Bd affiliated wealth	Aug 17, 2006	Aug 28, 2025	no	BROOKLYN, NY\|BROOKLYN, NY\|NEW YORK, NY\|Brooklyn, NY

Moves

••• Locked

From	To	Left	Joined	Gap, days	Kind	Move type
J••••• M••••••••• S•••• L••	S•••••• N••••••• • C••••••• I•••••••••	Aug 28, 2025	Aug 14, 2025	-14	Firm change	Ibd to ibd

Team moves

••• Locked

Team	Left	Joined	From	Kind
463:793:NY:2025-08-28	Aug 28, 2025	Aug 14, 2025	BROOKLYN, NY	Firm change

Relationships

Registered with (2)

→ S•••••• N••••••• • C••••••• I•••••••••Registered adviserregistration: current employment
Aug 14, 2025 to presentfactForm ADV
→ J••••• M••••••••• S•••• L••Registered adviserregistration: previous registration
Aug 17, 2006 to Aug 28, 2025factForm ADV

Dated events

Occurred
Aug 28, 2025
Advisor changed firm
G••••• V••••• C•••••• left J••••• M••••••••• S•••• L•• for S•••••• N••••••• • C••••••• I••••••••• (registered 2025-08-14)
Form ADVobserved 7 days ago

Provenance

Graph: RIA / Wealth Management
Canonical id: dfx:ria:ae7cf874-907d-3950-5600-0fd402b51575
First observed: Aug 17, 2006
Last observed: Sep 14, 2026 8 days ago
Source families: Federal regulator filings
1 registered feed stand behind this record; each fact above carries its own dates and, where the publisher serves one, its document.
Resolution: Identity across graphs by shared identifier (CRD, CIK, EIN, ADV fund id, individual CRD) or citation; a name match is shown as a candidate and never merged.