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Advisor at NAUTILUS ADVISORS LLC
LA JOLLA, CA | Ladera Ranch, CA
Data as of (this record's last observation) from federal regulator filings. Page built and rebuilt at most every 15 minutes.
This entity has not been resolved onto another DFX graph by a shared identifier. A name match elsewhere would be a candidate, never an identity, and none is recorded.
| Firm | Class | Began | Ended | Current | Branch | Basis |
|---|---|---|---|---|---|---|
| NAUTILUS ADVISORS LLC | Independent wealth | May 21, 2018 | n/a | yes | Ladera Ranch, CA|LA JOLLA, CA | Current employment |
| J.P. MORGAN SECURITIES LLC | Wirehouse | Apr 10, 2014 | Apr 11, 2018 | no | ALISO VIEJO, CA | Previous registration |
| CHARLES SCHWAB & CO., INC. | National bd RIA | Dec 20, 2005 | Apr 22, 2014 | no | Irvine, CA | Previous registration |
| MORGAN STANLEY DW INC. | n/a | Nov 14, 2000 | Jun 27, 2002 | no | SAN DIEGO, CA | Previous registration |
| From | To | Left | Joined | Gap, days | Kind | Move type |
|---|---|---|---|---|---|---|
| J.P. MORGAN SECURITIES LLC | NAUTILUS ADVISORS LLC | Apr 11, 2018 | May 21, 2018 | 40 | Firm change | Wirehouse to RIA |
| CHARLES SCHWAB & CO., INC. | J.P. MORGAN SECURITIES LLC | Apr 22, 2014 | Apr 10, 2014 | -12 | Firm change | Ibd to wirehouse |
| MORGAN STANLEY DW INC. | CHARLES SCHWAB & CO., INC. | Jun 27, 2002 | Dec 20, 2005 | 1,272 | Firm change after gap | Other |
| Team | Left | Joined | From | Kind |
|---|---|---|---|---|
| 79:154169:CA:2018-04-11 | Apr 11, 2018 | May 21, 2018 | ALISO VIEJO, CA | Firm change |