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RIA / WealthAdvisor22 years in industry

STEPHEN CHARLES CARLUCCIO

Advisor at MAD RIVER INVESTORS

BOSTON, MA

This is the graph view. The full profile, with its team, deals and sources, is on RIA / Wealth Management.Open the full profile →

Search this name across graphsid dfx:ria:ae8dbc42-a2b4-6cea-ecac-20c80ef2a77c

Data as of Sep 14, 2026 (this record's last observation) from federal regulator filings. Page built Sep 21, 2026, 2:26 AM UTC and rebuilt at most every 15 minutes.

Relationships: 2
Dated events: 0
On other graphs: 1
Observed: Sep 13, 2007 to Sep 14, 2026

Across DFX

same identity by shared identifier, citation, or a bridge measured by hand

Private Equityidentity

Stephen Charles Carluccio

same person, same CRD on Schedule A · confidence 95% · family precision 100%

Facts

fact = as filed or announced; derived = computed by DFX; estimate = a band, never a point

Current firm: MAD RIVER INVESTORS
Current firm class: independent wealth managerderived
Book size: not publicno per-advisor AUM is published by the SEC, FINRA or IAPD, and DFX estimates none
Industry start: Jan 1, 2004earliest registration or exam on IAPD
Years in industry: 22derivedfrom the industry start date
Years at current firm: 0derivedfrom the current registration's begin date
Prior firms: 1
Current registrations: 1
Registered states: 1
Exams: S65
First exam: Sep 6, 2007
First registration: Sep 13, 2007
Dual registered: no
Other names: STEPHEN CARLUCCIO
IAPD individual key: 4754644

Registration history

registration spans on IAPD; the basis says whether the span is a current registration or a prior employment record

Firm	Class	Began	Ended	Current	Branch	Basis
MAD RIVER INVESTORS	Independent wealth	Jan 27, 2026	n/a	yes	BOSTON, MA	Current employment
MAD RIVER INVESTORS	Independent wealth	Sep 13, 2007	Dec 31, 2025	no	BOSTON, MA\|BEDFORD, MA\|BOSTON, MA	Previous registration

Relationships

Registered with (1)

→ MAD RIVER INVESTORSRegistered adviserregistration: previous registration
Sep 13, 2007 to Dec 31, 2025factForm ADV

Dated events

No dated event names this entity yet.

Provenance

Graph: RIA / Wealth Management
Canonical id: dfx:ria:ae8dbc42-a2b4-6cea-ecac-20c80ef2a77c
First observed: Sep 13, 2007
Last observed: Sep 14, 2026 7 days ago
Source families: Federal regulator filings
1 registered feed stand behind this record; each fact above carries its own dates and, where the publisher serves one, its document.
Resolution: Identity across graphs by shared identifier (CRD, CIK, EIN, ADV fund id, individual CRD) or citation; a name match is shown as a candidate and never merged.

STEPHEN CHARLES CARLUCCIO

Advisor at MAD RIVER INVESTORS

BOSTON, MA

This is the graph view. The full profile, with its team, deals and sources, is on RIA / Wealth Management.Open the full profile →

Search this name across graphsid dfx:ria:ae8dbc42-a2b4-6cea-ecac-20c80ef2a77c

Data as of Sep 14, 2026 (this record's last observation) from federal regulator filings. Page built Sep 21, 2026, 2:26 AM UTC and rebuilt at most every 15 minutes.

Firm

Class

Began

Ended

Current

Branch

Basis

MAD RIVER INVESTORS

Independent wealth

Jan 27, 2026

n/a

yes

BOSTON, MA

Current employment

MAD RIVER INVESTORS

Independent wealth

Sep 13, 2007

Dec 31, 2025

BOSTON, MA|BEDFORD, MA|BOSTON, MA

Previous registration