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R••••• M••••• C•••••: advisor on the ria / wealth management graph | DFX Data Factory

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RIA / WealthAdvisorCertified Financial Planner29 years in industry

R••••• M••••• C•••••

Advisor at C••••• I••••••••• G••••• I•••

PORT CHARLOTTE, FL

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Search this name across graphsid dfx:ria:ae99052d-c682-e2c1-cc4c-1078e27f5c05

Data as of Sep 14, 2026 (this record's last observation) from federal regulator filings. Page built Sep 22, 2026, 8:48 AM UTC and rebuilt at most every 15 minutes.

Relationships: 3
Dated events: 0
On other graphs: 0
Observed: Aug 27, 2001 to Sep 14, 2026

Across DFX

This entity has not been resolved onto another DFX graph by a shared identifier. A name match elsewhere would be a candidate, never an identity, and none is recorded.

Facts

fact = as filed or announced; derived = computed by DFX; estimate = a band, never a point

Current firm: C••••• I••••••••• G••••• I•••
Current firm class: state registeredderived
Book size: not publicno per-advisor AUM is published by the SEC, FINRA or IAPD, and DFX estimates none
Industry start: May 14, 1997earliest registration or exam on IAPD
Years in industry: 29derivedfrom the industry start date
Years at current firm: 10derivedfrom the current registration's begin date
Prior firms

Registration history

registration spans on IAPD; the basis says whether the span is a current registration or a prior employment record

Firm	Class	Began	Ended	Current	Branch	Basis
C••••• I••••••••• G••••• I•••	State registered	Jan 11, 2016	n/a	yes	PORT CHARLOTTE, FL	Current employment
C••••• I••••••••• G••••• I•••	n/a	Feb 24, 2003	Oct 22, 2014	no

Moves

a move is two registration dates; a bulk corporate re-registration is typed BULK_TRANSFER and is not a move

From	To	Left	Joined	Gap, days	Kind	Move type
L•• F•••••••• L••	C••••• I••••••••• G••••• I•••	Dec 31, 2015	Feb 24, 2003	-4,693	Firm change after gap	Other
C••••• I••••••••• G••••• I•••	C••••• I••••••••• G••••• I•••	Oct 22, 2014

Relationships

Registered with (3)

→ C••••• I••••••••• G••••• I•••Registered adviserregistration: current employment
Jan 11, 2016 to presentfactForm ADV
→ L•• F•••••••• L••Registered adviserregistration: previous registration
Aug 27, 2001 to Dec 31, 2015factForm ADV
→ C••••• I••••••••• G••••• I•••Registered adviserregistration: previous registration
Feb 24, 2003 to Oct 22, 2014factForm ADV

Dated events

No dated event names this entity yet.

Provenance

Graph: RIA / Wealth Management
Canonical id: dfx:ria:ae99052d-c682-e2c1-cc4c-1078e27f5c05
First observed: Aug 27, 2001
Last observed: Sep 14, 2026 8 days ago
Source families: Federal regulator filings
1 registered feed stand behind this record; each fact above carries its own dates and, where the publisher serves one, its document.
Resolution: Identity across graphs by shared identifier (CRD, CIK, EIN, ADV fund id, individual CRD) or citation; a name match is shown as a candidate and never merged.