This entity has not been resolved onto another DFX graph by a shared identifier. A name match elsewhere would be a candidate, never an identity, and none is recorded.

Current firm

NORTHROCK PARTNERS, LLC

Current firm class

independent wealth managerderived

Book size

not publicno per-advisor AUM is published by the SEC, FINRA or IAPD, and DFX estimates none

Industry start

May 1, 2015earliest registration or exam on IAPD

Years in industry

11derivedfrom the industry start date

Years at current firm

0derivedfrom the current registration's begin date

Prior firms

2

Current registrations

1

Registered states

1

Exams

S66

First exam

Jul 21, 2015

First registration

Sep 10, 2015

Dual registered

no

IAPD individual key

6496120

• Occurred

  Apr 29, 2026
  Advisor changed firm

  Michael Phillip Franks left Vantage Financial Partners, Llc for Northrock Partners, Llc (registered 2026-04-01)

  Form ADVobserved 5 days ago
• Occurred

  Feb 1, 2022
  Advisor changed firm

  Michael Phillip Franks left Edward Jones for Vantage Financial Partners, Llc (registered 2022-04-18)

  Form ADVobserved 5 days ago

Graph

RIA / Wealth Management

Canonical id

dfx:ria:ae9b911a-701d-cb2b-1be5-57ec7011ff93

First observed

Sep 10, 2015

Last observed

Sep 15, 2026 5 days ago

Source families

Federal regulator filings

1 registered feed stand behind this record; each fact above carries its own dates and, where the publisher serves one, its document.

Resolution

Identity across graphs by shared identifier (CRD, CIK, EIN, ADV fund id, individual CRD) or citation; a name match is shown as a candidate and never merged.