DFX Intelligence

J••••••• A• M•••••: advisor on the ria / wealth management graph | DFX Data Factory

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RIA / WealthAdvisor24 years in industry

J••••••• A• M•••••

Advisor at I••••••••• F•••••••• P•••••••

Lockport, NY | TAMPA, FL

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Search this name across graphsid dfx:ria:ae9c48f4-03b0-8be9-63df-f3d2e57163c7

Data as of Sep 15, 2026 (this record's last observation) from federal regulator filings. Page built Sep 23, 2026, 1:25 PM UTC and rebuilt at most every 15 minutes.

Relationships: 5
Dated events: 1
On other graphs: 0
Observed: Feb 2, 2012 to Sep 15, 2026

Across DFX

This entity has not been resolved onto another DFX graph by a shared identifier. A name match elsewhere would be a candidate, never an identity, and none is recorded.

Facts

fact = as filed or announced; derived = computed by DFX; estimate = a band, never a point

Current firm: I••••••••• F•••••••• P•••••••
Current firm class: broker-dealer affiliated wealth managerderived
Book size: not public••• Locked
Industry start: Jul 12, 2002earliest registration or exam on IAPD
Years in industry: 24derivedfrom the industry start date
Years at current firm: 0derivedfrom the current registration's begin date
Prior firms: 4

Registration history

••• Locked

Firm	Class	Began	Ended	Current	Branch	Basis
I••••••••• F•••••••• P•••••••	Bd affiliated wealth	Dec 17, 2025	n/a	yes	TAMPA, FL\|Lockport, NY	Current employment
C••••••••• F•••••••• N••••••	National bd RIA	Feb 26, 2021	Dec 4, 2025	no	Lockport, NY	Previous registration

Moves

••• Locked

From	To	Left	Joined	Gap, days	Kind	Move type
C••••••••• F•••••••• N••••••	I••••••••• F•••••••• P•••••••	Dec 4, 2025	Dec 17, 2025	13	Firm change	Ibd to ibd
G••••• W••••• M••••••••• I•••	C••••••••• F•••••••• N••••••	Mar 3, 2021	Feb 26, 2021

Team moves

••• Locked

Team	Left	Joined	From	Kind
8032:125112:NY:2025-12-03	Dec 4, 2025	Dec 17, 2025	LOCKPORT, NY	Firm change

Relationships

Registered with (5)

→ I••••••••• F•••••••• P•••••••Registered adviserregistration: current employment
Dec 17, 2025 to presentfactForm ADV
→ C••••••••• F•••••••• N••••••Registered adviserregistration: previous registration
Feb 26, 2021 to Dec 4, 2025factForm ADV
→ G••••• W••••• M••••••••• I•••Registered adviserregistration: previous registration
Mar 11, 2016 to Mar 3, 2021factForm ADV
→ T••••••••• F•••••••• A•••••••• L••

Dated events

Occurred
Dec 4, 2025
Advisor changed firm
••• Locked
Form ADVobserved 8 days ago

Provenance

Graph: RIA / Wealth Management
Canonical id: dfx:ria:ae9c48f4-03b0-8be9-63df-f3d2e57163c7
First observed: Feb 2, 2012
Last observed: Sep 15, 2026 8 days ago
Source families: Federal regulator filings
1 registered feed stand behind this record; each fact above carries its own dates and, where the publisher serves one, its document.
Resolution: Identity across graphs by shared identifier (CRD, CIK, EIN, ADV fund id, individual CRD) or citation; a name match is shown as a candidate and never merged.