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RIA / WealthAdvisordual registered (broker-dealer)13 years in industry

Eric Fernandes

Advisor at NORTHWESTERN MUTUAL INVESTMENT SERVICES,LLC

Westminster, MA

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Search this name across graphsid dfx:ria:ae9cb2a4-01df-98bb-d54a-bee6112d029f

Data as of Sep 14, 2026 (this record's last observation) from federal regulator filings. Page built Sep 18, 2026, 11:52 PM UTC and rebuilt at most every 15 minutes.

Relationships: 4
Dated events: 1
On other graphs: 0
Observed: Mar 24, 2021 to Sep 14, 2026

Across DFX

This entity has not been resolved onto another DFX graph by a shared identifier. A name match elsewhere would be a candidate, never an identity, and none is recorded.

Facts

fact = as filed or announced; derived = computed by DFX; estimate = a band, never a point

Current firm: NORTHWESTERN MUTUAL INVESTMENT SERVICES,LLC
Current firm class: no raum reportedderived
Book size: not publicno per-advisor AUM is published by the SEC, FINRA or IAPD, and DFX estimates none
Industry start: Aug 1, 2013earliest registration or exam on IAPD
Years in industry: 13derivedfrom the industry start date
Years at current firm: 0derivedfrom the current registration's begin date
Prior firms: 3
Current registrations: 1
Registered states: 1
Exams: S66
First exam: Feb 24, 2021
First registration: Mar 24, 2021
Dual registered: yes, broker-dealer
Other names: Eric Fernandes
IAPD individual key: 7296325

Registration history

registration spans on IAPD; the basis says whether the span is a current registration or a prior employment record

Firm	Class	Began	Ended	Current	Branch	Basis
NORTHWESTERN MUTUAL INVESTMENT SERVICES,LLC	No RAUM reported	Aug 13, 2026	n/a	yes	Westminster, MA	Current employment
CETERA INVESTMENT ADVISERS LLC	Bd affiliated wealth	Mar 21, 2024	Mar 6, 2026	no	WESTBOROUGH, MA	Previous registration
CETERA ADVISORS LLC	Former SEC adviser	Dec 23, 2021	Mar 21, 2024	no	WESTBOROUGH, MA\|MILFORD, MA	Previous registration
EAGLE STRATEGIES LLC	Bd affiliated wealth	Mar 24, 2021	Mar 30, 2021	no	WALTHAM, MA	Previous registration

Moves

a move is two registration dates; a bulk corporate re-registration is typed BULK_TRANSFER and is not a move

From	To	Left	Joined	Gap, days	Kind	Move type
CETERA INVESTMENT ADVISERS LLC	NORTHWESTERN MUTUAL INVESTMENT SERVICES,LLC	Mar 6, 2026	Aug 13, 2026	160	Firm change	Other
CETERA ADVISORS LLC	CETERA INVESTMENT ADVISERS LLC	Mar 21, 2024	Mar 21, 2024	0	Bulk transfer	Ibd to ibd
EAGLE STRATEGIES LLC	CETERA ADVISORS LLC	Mar 30, 2021	Dec 23, 2021	268	Firm change	Ibd to ibd

Relationships

Registered with (4)

→ NORTHWESTERN MUTUAL INVESTMENT SERVICES,LLCRegistered adviserregistration: current employment
Aug 13, 2026 to presentfactForm ADV
→ CETERA INVESTMENT ADVISERS LLCRegistered adviserregistration: previous registration
Mar 21, 2024 to Mar 6, 2026factForm ADV
→ CETERA ADVISORS LLCRegistered adviserregistration: previous registration
Dec 23, 2021 to Mar 21, 2024factForm ADV
→ EAGLE STRATEGIES LLCRegistered adviserregistration: previous registration
Mar 24, 2021 to Mar 30, 2021factForm ADV

Dated events

Occurred
Mar 6, 2026
Advisor changed firm
Eric Fernandes left Cetera Investment Advisers Llc for Northwestern Mutual Investment Services,Llc (registered 2026-08-13)
Form ADVobserved 3 days ago