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RIA / WealthRegistered adviserformer SEC advisernot on rosterRAUM 1b 10b

CAIRN LOAN INVESTMENTS

CAIRN LOAN INVESTMENTS LLP, CRD 283408

LONDON

This is the graph view. The full profile, with its team, deals and sources, is on RIA / Wealth Management.Open the full profile →

Search this name across graphsid dfx:ria:aea1b9a4-ad7b-e23c-b708-280026ac5131

Data as of Apr 5, 2019 (this record's last observation) from federal regulator filings. Page built Sep 19, 2026, 2:52 PM UTC and rebuilt at most every 15 minutes.

Relationships: 18
Dated events: 3
On other graphs: 0
Observed: Sep 13, 2016 to Apr 5, 2019
6 observations

Across DFX

This entity has not been resolved onto another DFX graph by a shared identifier. A name match elsewhere would be a candidate, never an identity, and none is recorded.

Facts

fact = as filed or announced; derived = computed by DFX; estimate = a band, never a point

Firm class: former SEC adviserderivedabsent from the latest SEC roster
Regulatory AUM: $3.2BItem 5.F on the latest filing (2019-04-05); as reported, and an affiliate's assets may be counted again on its own filing
Discretionary RAUM: $3.2B
Private client RAUM: $0derivedItem 5.D individuals plus high net worth individuals
Private client share: 0%derivedprivate client RAUM over total RAUM
Advisors on IAPD: 0
Employees: 3
Advisory employees: 3
Offices: 0Schedule D 1.F, beyond the principal office
Accounts: 8
Individual clients: 0
High net worth clients: 0
Private funds: 8Schedule D 7.B(1)
Private fund GAV: $3.2Bgross asset value as reported per fund; never fund size
SEC number: 801-108423
CRD: 283408
Filings on the tape: 6
First filed: Sep 13, 2016
Latest filed: Apr 5, 2019
Organised: Limited Liability Partnership

Private funds

Schedule D 7.B(1); gross asset value as reported, never fund size; reporting ends 2024-12-31

Fund	Type	Reported GAV	As of	Owners	First reported	Status	Form D file
CAIRN CLO IX B.V.	Securitized Asset Fund	$471M	Apr 5, 2019	1	Apr 5, 2019	reported	n/a
CAIRN CLO X B.V.	Securitized Asset Fund	$429M	Apr 5, 2019	1	Apr 5, 2019	reported	n/a
CAIRN CLO VII B.V.	Securitized Asset Fund	$415M	Apr 5, 2019	1	Mar 10, 2017	reported	n/a
CAIRN CLO VI B.V.	Securitized Asset Fund	$415M	Apr 5, 2019	1	Sep 13, 2016	reported	n/a
CAIRN CLO VIII B.V.	Securitized Asset Fund	$414M	Apr 5, 2019	1	Mar 26, 2018	reported	n/a
CAIRN CLO V B.V.	Securitized Asset Fund	$357M	Apr 5, 2019	1	Sep 13, 2016	reported	n/a
CAIRN CLO IV B.V.	Securitized Asset Fund	$354M	Apr 5, 2019	1	Sep 13, 2016	reported	n/a
CAIRN CLO III B.V.	Securitized Asset Fund	$351M	Apr 5, 2019	1	Sep 13, 2016	reported	n/a

Owners and control persons

Schedule A and B as filed; ownership codes are the form's bands (NA under 5%, A 5 to 10%, B 10 to 25%, C 25 to 50%, D 50 to 75%, E over 75%); people are listed as filed and never merged by name

Owner	Title	Ownership code	Control person	Acquired	First seen	Last seen
BARTLETT, SAMANTHA, LEIGH	CHIEF FINANCIAL OFFICER	Na	yes	10/2016	Oct 11, 2016	Apr 5, 2019
BENTLEY, CHRISTOPHER, ROBERT	CHIEF OPERATIONS OFFICER	Na	yes	12/2014	Sep 13, 2016	Apr 5, 2019
PEGGRAM, CLIVE, RICHARD	MEMBER OF PARTNERSHIP BOARD	Na	yes	11/2014	Oct 11, 2016	Apr 5, 2019
PIERCE JONES, ROBERT	MEMBER OF PARTNERSHIP BOARD AND CHIEF COMPLIANCE OFFICER	Na	yes	10/2014	Sep 13, 2016	Apr 5, 2019
SAN BERNARDINO COUNTY EMPLOYEES' RETIREMENT ASSOCIATION	SOLE SHAREHOLDER	E	yes	01/2011	Sep 13, 2016	Apr 5, 2019
SAN MANUEL BAND OF MISSION INDIANS	SOLE SHAREHOLDER	E	yes	03/2010	Oct 11, 2016	Apr 5, 2019
STARKY, JAMES, TITHERADGE	CHIEF LEGAL OFFICER	Na	yes	12/2014	Sep 13, 2016	Apr 5, 2019
WALKER, JOHN, STEWART	MEMBER OF PARTNERSHIP BOARD	Na	yes	11/2014	Oct 11, 2016	Apr 5, 2019
YUHAVIATAM, LLC	Member	C	yes	03/2016	Oct 11, 2016	Apr 5, 2019
MEDIOBANCA S.P.A.	Member	B	no	12/2015	Oct 11, 2016	Apr 5, 2019

Regulatory AUM by fiscal year

annual amendments (and the roster's annual snapshot) as filed; where a year was amended twice the later filing draws the line

Fiscal year	Filed	RAUM	Discretionary	Employees	Advisory staff	Offices	Private funds	Fund GAV
2018	Apr 5, 2019	$3.2B	$3.2B	3	3	0	8	$3.2B
2017	Mar 26, 2018	$2.4B	$2.4B	3	3	0	6	$2.4B
2016	Mar 10, 2017	$1.8B	$1.8B	2	2	n/a	5	$1.5B

Growth

derived from consecutive annual filings; RAUM as reported

Latest fiscal year	RAUM	A year earlier	1y change	Three years earlier	3y CAGR	Employees	A year earlier	Offices	A year earlier
2018	$3.2B	$2.4B	32.5%	n/a	n/a	3	3	0	0

Relationships

Advises (8)

→ CAIRN CLO VIII B.V.Private fundSecuritized Asset Fund, IA
Mar 26, 2018 to presentfactForm ADV
→ CAIRN CLO IV B.V.Private fundSecuritized Asset Fund, IA
Sep 13, 2016 to presentfactForm ADV
→ CAIRN CLO V B.V.Private fundSecuritized Asset Fund, IA
Sep 13, 2016 to presentfactForm ADV
→ CAIRN CLO VII B.V.Private fundSecuritized Asset Fund, IA
Mar 10, 2017 to presentfactForm ADV
→ CAIRN CLO IX B.V.Private fundSecuritized Asset Fund, IA
Apr 5, 2019 to presentfactForm ADV
→ CAIRN CLO X B.V.Private fundSecuritized Asset Fund, IA
Apr 5, 2019 to presentfactForm ADV
→ CAIRN CLO VI B.V.Private fundSecuritized Asset Fund, IA
Sep 13, 2016 to presentfactForm ADV
→ CAIRN CLO III B.V.Private fundSecuritized Asset Fund, IA
Sep 13, 2016 to presentfactForm ADV

Controls (9)

← BENTLEY, CHRISTOPHER, ROBERTOwnerCHIEF OPERATIONS OFFICER, ownership code NA, individual
Sep 13, 2016 to presentfactForm ADV
← PEGGRAM, CLIVE, RICHARDOwnerMEMBER OF PARTNERSHIP BOARD, ownership code NA, individual
Oct 11, 2016 to presentfactForm ADV
← PIERCE JONES, ROBERTOwnerMEMBER OF PARTNERSHIP BOARD AND CHIEF COMPLIANCE OFFICER, ownership code NA, individual
Sep 13, 2016 to presentfactForm ADV
← STARKY, JAMES, TITHERADGEOwnerCHIEF LEGAL OFFICER, ownership code NA, individual
Sep 13, 2016 to presentfactForm ADV
← BARTLETT, SAMANTHA, LEIGHOwnerCHIEF FINANCIAL OFFICER, ownership code NA, individual
Oct 11, 2016 to presentfactForm ADV
← WALKER, JOHN, STEWARTOwnerMEMBER OF PARTNERSHIP BOARD, ownership code NA, individual
Oct 11, 2016 to presentfactForm ADV
← SAN BERNARDINO COUNTY EMPLOYEES' RETIREMENT ASSOCIATIONOwnerSOLE SHAREHOLDER, ownership code E, domestic entity
Sep 13, 2016 to presentfactForm ADV
← SAN MANUEL BAND OF MISSION INDIANSOwnerSOLE SHAREHOLDER, ownership code E, domestic entity
Oct 11, 2016 to presentfactForm ADV
← YUHAVIATAM, LLCOwnerMEMBER, ownership code C, domestic entity
Oct 11, 2016 to presentfactForm ADV

Owns (1)

← MEDIOBANCA S.P.A.OwnerMEMBER, ownership code B, foreign entity
Oct 11, 2016 to presentfactForm ADV

Dated events

Occurred
Apr 5, 2019
Regulatory AUM changed
Cairn Loan Investments reported RAUM $3.2B, up 32% from $2.4B (2018-03-26 to 2019-04-05)
Form ADVobserved 4 days ago
$786M
Occurred
Mar 26, 2018
Regulatory AUM changed
Cairn Loan Investments reported RAUM $2.4B, up 36% from $1.8B (2017-03-10 to 2018-03-26)
Form ADVobserved 4 days ago
$642M
Occurred
Sep 13, 2016
First Form ADV filing
Cairn Loan Investments filed its initial SEC registration (Form ADV)
Form ADVobserved 4 days ago

Provenance

Graph: RIA / Wealth Management
Canonical id: dfx:ria:aea1b9a4-ad7b-e23c-b708-280026ac5131
First observed: Sep 13, 2016
Last observed: Apr 5, 2019 90 months ago
Source families: Federal regulator filings
3 registered feeds stand behind this record; each fact above carries its own dates and, where the publisher serves one, its document.
Resolution: Identity across graphs by shared identifier (CRD, CIK, EIN, ADV fund id, individual CRD) or citation; a name match is shown as a candidate and never merged.

CAIRN LOAN INVESTMENTS

CAIRN LOAN INVESTMENTS LLP, CRD 283408

LONDON

This is the graph view. The full profile, with its team, deals and sources, is on RIA / Wealth Management.Open the full profile →

Search this name across graphsid dfx:ria:aea1b9a4-ad7b-e23c-b708-280026ac5131

Data as of Apr 5, 2019 (this record's last observation) from federal regulator filings. Page built Sep 19, 2026, 2:52 PM UTC and rebuilt at most every 15 minutes.

Fund

Type

Reported GAV

As of

Owners

First reported

Status

Form D file

CAIRN CLO IX B.V.

Securitized Asset Fund

$471M

Apr 5, 2019

reported

n/a

CAIRN CLO X B.V.

Securitized Asset Fund

$429M

Apr 5, 2019

reported

n/a

CAIRN CLO VII B.V.

Securitized Asset Fund

$415M

Apr 5, 2019

Mar 10, 2017

reported

n/a

CAIRN CLO VI B.V.

Securitized Asset Fund

$415M

Apr 5, 2019

Sep 13, 2016

reported

n/a

CAIRN CLO VIII B.V.

Securitized Asset Fund

$414M

Apr 5, 2019

Mar 26, 2018

reported

n/a

CAIRN CLO V B.V.

Securitized Asset Fund

$357M

Apr 5, 2019

Sep 13, 2016

reported

n/a

CAIRN CLO IV B.V.

Securitized Asset Fund

$354M

Apr 5, 2019

Sep 13, 2016

reported

n/a

CAIRN CLO III B.V.

Securitized Asset Fund

$351M

Apr 5, 2019

Sep 13, 2016

reported

n/a

Owner

Title

Ownership code

Control person

Acquired

First seen

Last seen

BARTLETT, SAMANTHA, LEIGH

CHIEF FINANCIAL OFFICER

yes

10/2016

Oct 11, 2016

Apr 5, 2019

BENTLEY, CHRISTOPHER, ROBERT

CHIEF OPERATIONS OFFICER

yes

12/2014

Sep 13, 2016

Apr 5, 2019

PEGGRAM, CLIVE, RICHARD

MEMBER OF PARTNERSHIP BOARD

yes

11/2014

Oct 11, 2016

Apr 5, 2019

PIERCE JONES, ROBERT

MEMBER OF PARTNERSHIP BOARD AND CHIEF COMPLIANCE OFFICER

yes

10/2014

Sep 13, 2016

Apr 5, 2019

SAN BERNARDINO COUNTY EMPLOYEES' RETIREMENT ASSOCIATION

SOLE SHAREHOLDER

yes

01/2011

Sep 13, 2016

Apr 5, 2019

SAN MANUEL BAND OF MISSION INDIANS

SOLE SHAREHOLDER

yes

03/2010

Oct 11, 2016

Apr 5, 2019

STARKY, JAMES, TITHERADGE

CHIEF LEGAL OFFICER

yes

12/2014

Sep 13, 2016

Apr 5, 2019

WALKER, JOHN, STEWART

MEMBER OF PARTNERSHIP BOARD

yes

11/2014

Oct 11, 2016

Apr 5, 2019

YUHAVIATAM, LLC

Member

yes

03/2016

Oct 11, 2016

Apr 5, 2019

MEDIOBANCA S.P.A.

Member

12/2015

Oct 11, 2016

Apr 5, 2019

Fiscal year

Filed

RAUM

Discretionary

Employees

Advisory staff

Offices

Private funds

Fund GAV

2018

Apr 5, 2019

$3.2B

2017

Mar 26, 2018

$2.4B

2016

Mar 10, 2017

$1.8B

n/a

$1.5B

Latest fiscal year

RAUM

A year earlier

1y change

Three years earlier

3y CAGR

Employees

A year earlier

Offices

A year earlier

2018

$3.2B

$2.4B

32.5%

n/a