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RIA / WealthAdvisordual registered (broker-dealer)24 years in industry

KATHLEEN FRANCES MORRISSEY

Advisor at EMERSON EQUITY LLC

SAN MATEO, CA

This is the graph view. The full profile, with its team, deals and sources, is on RIA / Wealth Management.Open the full profile →

Search this name across graphsid dfx:ria:aea733ef-a7a9-5565-87ff-65ff5a1ce643

Data as of Sep 14, 2026 (this record's last observation) from federal regulator filings. Page built Sep 21, 2026, 1:12 PM UTC and rebuilt at most every 15 minutes.

Relationships: 3
Dated events: 0
On other graphs: 1
Observed: Feb 28, 2003 to Sep 14, 2026

Across DFX

same identity by shared identifier, citation, or a bridge measured by hand

Private Equityidentity

Kathleen Frances Morrissey

same person, same CRD on Schedule A · confidence 95% · family precision 100%

Facts

fact = as filed or announced; derived = computed by DFX; estimate = a band, never a point

Current firm: EMERSON EQUITY LLC
Current firm class: broker-dealer affiliated wealth managerderived
Book size: not publicno per-advisor AUM is published by the SEC, FINRA or IAPD, and DFX estimates none
Industry start: Oct 1, 2001earliest registration or exam on IAPD
Years in industry: 24derivedfrom the industry start date
Years at current firm: 20derivedfrom the current registration's begin date
Prior firms: 2
Current registrations: 1
Registered states: 2
Exams: S66|S63
First exam: Oct 1, 2001
First registration: Feb 28, 2003
Dual registered: yes, broker-dealer
Other names: KATHY MORRISSEY|KATHLEEN F MORRISSEY|KATHLEEN MORRISSEY STEGER
IAPD individual key: 1771747

Registration history

registration spans on IAPD; the basis says whether the span is a current registration or a prior employment record

Firm	Class	Began	Ended	Current	Branch	Basis
EMERSON EQUITY LLC	Bd affiliated wealth	Dec 20, 2005	n/a	yes	SAN MATEO, CA\|SAN MATEO, CA\|SAN MATEO, CA	Current employment
GIRARD SECURITIES, INC.	Former SEC adviser	Jul 21, 2004	Dec 31, 2005	no	HALF MOON BAY, CA	Previous registration
BANC OF AMERICA INVESTMENT SERVICES, INC.	n/a	Feb 28, 2003	Jul 26, 2004	no	SAN MATEO, CA	Previous registration

Moves

a move is two registration dates; a bulk corporate re-registration is typed BULK_TRANSFER and is not a move

From	To	Left	Joined	Gap, days	Kind	Move type
GIRARD SECURITIES, INC.	EMERSON EQUITY LLC	Dec 31, 2005	Dec 20, 2005	-11	Firm change	Other
BANC OF AMERICA INVESTMENT SERVICES, INC.	GIRARD SECURITIES, INC.	Jul 26, 2004	Jul 21, 2004	-5	Firm change	Other

Relationships

Registered with (3)

→ EMERSON EQUITY LLCRegistered adviserregistration: current employment
Dec 20, 2005 to presentfactForm ADV
→ GIRARD SECURITIES, INC.Registered adviserregistration: previous registration
Jul 21, 2004 to Dec 31, 2005factForm ADV
→ BANC OF AMERICA INVESTMENT SERVICES, INC.Registered adviserregistration: previous registration
Feb 28, 2003 to Jul 26, 2004factForm ADV

Dated events

No dated event names this entity yet.

Provenance

Graph: RIA / Wealth Management
Canonical id: dfx:ria:aea733ef-a7a9-5565-87ff-65ff5a1ce643
First observed: Feb 28, 2003
Last observed: Sep 14, 2026 7 days ago
Source families: Federal regulator filings
1 registered feed stand behind this record; each fact above carries its own dates and, where the publisher serves one, its document.
Resolution: Identity across graphs by shared identifier (CRD, CIK, EIN, ADV fund id, individual CRD) or citation; a name match is shown as a candidate and never merged.

KATHLEEN FRANCES MORRISSEY

Advisor at EMERSON EQUITY LLC

SAN MATEO, CA

This is the graph view. The full profile, with its team, deals and sources, is on RIA / Wealth Management.Open the full profile →

Search this name across graphsid dfx:ria:aea733ef-a7a9-5565-87ff-65ff5a1ce643

Data as of Sep 14, 2026 (this record's last observation) from federal regulator filings. Page built Sep 21, 2026, 1:12 PM UTC and rebuilt at most every 15 minutes.

Firm

Class

Began

Ended

Current

Branch

Basis

EMERSON EQUITY LLC

Bd affiliated wealth

Dec 20, 2005

n/a

yes

SAN MATEO, CA|SAN MATEO, CA|SAN MATEO, CA

Current employment

GIRARD SECURITIES, INC.

Former SEC adviser

Jul 21, 2004

Dec 31, 2005

HALF MOON BAY, CA

Previous registration

BANC OF AMERICA INVESTMENT SERVICES, INC.

n/a

Feb 28, 2003

Jul 26, 2004

SAN MATEO, CA

Previous registration

From

Left

Joined

Gap, days

Kind

Move type

GIRARD SECURITIES, INC.

EMERSON EQUITY LLC

Dec 31, 2005

Dec 20, 2005

-11

Firm change

Other

BANC OF AMERICA INVESTMENT SERVICES, INC.

GIRARD SECURITIES, INC.

Jul 26, 2004

Jul 21, 2004

-5

Firm change

Other