DFX Intelligence

D•••• P••••• P••••••••: advisor on the ria / wealth management graph | DFX Data Factory

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RIA / WealthAdvisor30 years in industry

D•••• P••••• P••••••••

Advisor at F••••••

SAN FRANCISCO, CA | Asheville, NC

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Search this name across graphsid dfx:ria:aeb4caa4-7115-b333-56b4-17ca907e0a64

Data as of Sep 15, 2026 (this record's last observation) from federal regulator filings. Page built Sep 22, 2026, 7:50 PM UTC and rebuilt at most every 15 minutes.

Relationships: 2
Dated events: 1
On other graphs: 0
Observed: Jan 4, 2011 to Sep 15, 2026

Across DFX

This entity has not been resolved onto another DFX graph by a shared identifier. A name match elsewhere would be a candidate, never an identity, and none is recorded.

Facts

fact = as filed or announced; derived = computed by DFX; estimate = a band, never a point

Current firm: F••••••
Current firm class: independent wealth managerderived
Book size: not public••• Locked
Industry start: Aug 7, 1996earliest registration or exam on IAPD
Years in industry: 30derivedfrom the industry start date
Years at current firm: 0derivedfrom the current registration's begin date
Prior firms: 1

Registration history

••• Locked

Firm	Class	Began	Ended	Current	Branch	Basis
F••••••	Independent wealth	Jan 20, 2026	n/a	yes	Asheville, NC\|SAN FRANCISCO, CA	Current employment
W••••••• S•••••••• A•••••••	Former SEC adviser	Jan 4, 2011	Jan 16, 2026	no	SUMMERVILLE, SC\|ASHEVILLE, NC\|ASHEVILLE, NC

Moves

••• Locked

From	To	Left	Joined	Gap, days	Kind	Move type
W••••••• S•••••••• A•••••••	F••••••	Jan 16, 2026	Jan 20, 2026	4	Firm change	RIA to RIA

Team moves

••• Locked

Team	Left	Joined	From	Kind
152077:302050:NC:2026-01-16	Jan 16, 2026	Jan 20, 2026	ASHEVILLE, NC	Firm change

Relationships

Registered with (2)

→ F••••••Registered adviserregistration: current employment
Jan 20, 2026 to presentfactForm ADV
→ W••••••• S•••••••• A•••••••Registered adviserregistration: previous registration
Jan 4, 2011 to Jan 16, 2026factForm ADV

Dated events

Occurred
Jan 16, 2026
Advisor changed firm
••• Locked
Form ADVobserved 7 days ago

Provenance

Graph: RIA / Wealth Management
Canonical id: dfx:ria:aeb4caa4-7115-b333-56b4-17ca907e0a64
First observed: Jan 4, 2011
Last observed: Sep 15, 2026 7 days ago
Source families: Federal regulator filings
1 registered feed stand behind this record; each fact above carries its own dates and, where the publisher serves one, its document.
Resolution: Identity across graphs by shared identifier (CRD, CIK, EIN, ADV fund id, individual CRD) or citation; a name match is shown as a candidate and never merged.