DFX Intelligence

L••••• W••••• S•••••••••: registered adviser on the ria / wealth management graph | DFX Data Factory

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RIA / WealthRegistered adviserstate registeredstate registeredRAUM under $100M

L••••• W••••• S•••••••••

L••••• W••••• S••••••••• LLC, CRD 316582

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Search this name across graphsid dfx:ria:aeb5fe23-ec6b-5bbd-7623-cda202f29cb3

Data as of Jan 20, 2026 (this record's last observation) from federal regulator filings. Page built Sep 23, 2026, 10:51 AM UTC and rebuilt at most every 15 minutes.

Relationships: 3
Dated events: 1
On other graphs: 0
Observed: Jan 20, 2026 to Jan 20, 2026
1 observations

Across DFX

This entity has not been resolved onto another DFX graph by a shared identifier. A name match elsewhere would be a candidate, never an identity, and none is recorded.

Facts

fact = as filed or announced; derived = computed by DFX; estimate = a band, never a point

Firm class: state registeredderivedon the IAPD state feed, not SEC-registered
Regulatory AUM: $57.1M••• Locked
Discretionary RAUM: $51.0M
Private client RAUM: $57.1Mderived••• Locked
Private client share: 100%derivedprivate client RAUM over total RAUM
Employees: 2
Advisory employees: 1

Advisors on IAPD

••• Locked

Advisor	Designations	Branch	Years here	In industry	Prior firms	Dual registered
M•••••• P• L•••••	n/a	BETHANY BEACH, DE	4	28	3	no

Teams in

••• Locked

Other firm	Advisors	First left	Last joined	From	Kind	Move type	Share of firm
U••••• P•••••••• F•••••••• S••••••• O• A•••••• A• L•••••• P••••••	2	Dec 15, 2021	Jan 10, 2022	SCOTTSDALE, AZ	Team lift out	RIA to state RIA	0.8%

Relationships

Registered with (2)

← M•••••• P• L•••••Advisorregistration: current employment
Nov 17, 2021 to presentfactForm ADV
← E••• D• H•••Advisorregistration: previous registration
Jan 10, 2022 to Jun 8, 2022factForm ADV

Moved with (1)

← U••••• P•••••••• F•••••••• S••••••• O• A•••••• A• L•••••• P••••••Registered adviser2 advisors, team lift out, same day
Dec 15, 2021 to Jan 10, 2022factForm ADV

Dated events

Occurred
Jun 8, 2022
Advisor changed firm
••• Locked
Form ADVobserved 8 days ago

Provenance

Graph: RIA / Wealth Management
Canonical id: dfx:ria:aeb5fe23-ec6b-5bbd-7623-cda202f29cb3
First observed: Jan 20, 2026
Last observed: Jan 20, 2026 8 months ago
Source families: Federal regulator filings
3 registered feeds stand behind this record; each fact above carries its own dates and, where the publisher serves one, its document.
Resolution: Identity across graphs by shared identifier (CRD, CIK, EIN, ADV fund id, individual CRD) or citation; a name match is shown as a candidate and never merged.