DFX Intelligence
Data Factory
Reading the graph
Reading the graph
Advisor at LPL FINANCIAL LLC
SAN DIEGO, CA | Monrovia, CA
Data as of (this record's last observation) from federal regulator filings. Page built and rebuilt at most every 15 minutes.
This entity has not been resolved onto another DFX graph by a shared identifier. A name match elsewhere would be a candidate, never an identity, and none is recorded.
| Firm | Class | Began | Ended | Current | Branch | Basis |
|---|---|---|---|---|---|---|
| LPL FINANCIAL LLC | Bd affiliated wealth | Jul 23, 2026 | n/a | yes | Monrovia, CA|SAN DIEGO, CA | Current employment |
| WESTERN INTERNATIONAL SECURITIES | Former SEC adviser | Nov 11, 2015 | Sep 4, 2025 | no | Pasadena, CA|Pasadena, CA|PASADENA, CA | Previous registration |
| From | To | Left | Joined | Gap, days | Kind | Move type |
|---|---|---|---|---|---|---|
| WESTERN INTERNATIONAL SECURITIES | LPL FINANCIAL LLC | Sep 4, 2025 | Jul 23, 2026 | 322 | Channel change | Ibd to ibd |