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Advisor at OSAIC WEALTH, INC.
Torrance, CA
Data as of (this record's last observation) from federal regulator filings. Page built and rebuilt at most every 15 minutes.
This entity has not been resolved onto another DFX graph by a shared identifier. A name match elsewhere would be a candidate, never an identity, and none is recorded.
| Firm | Class | Began | Ended | Current | Branch | Basis |
|---|---|---|---|---|---|---|
| OSAIC WEALTH, INC. | Bd affiliated wealth | Jan 19, 2024 | n/a | yes | Torrance, CA | Current employment |
| TOUCHSTONE FINANCIAL PLANNING | n/a | Aug 23, 2024 | Aug 11, 2026 | no | TORRANCE, CA | Previous registration |
| WOODBURY FINANCIAL SERVICES, INC. | Former SEC adviser | Mar 1, 2019 | Jan 19, 2024 | no | Torrance, CA | Previous registration |
| QUESTAR ASSET MANAGEMENT, INC. | Former SEC adviser | Sep 5, 2014 | Mar 1, 2019 | no | MINNEAPOLIS, MN|TORRANCE, CA | Previous registration |
| SUMMIT FINANCIAL GROUP INC | Former SEC adviser | Apr 17, 2009 | Sep 8, 2014 | no | TORRANCE, CA | Previous registration |
| LPL FINANCIAL LLC | Bd affiliated wealth | Jul 1, 2004 | Apr 20, 2009 | no | TORRANCE, CA|TORRANCE, CA|TORRANCE, CA | Previous registration |
| WADDELL & REED | Former SEC adviser | Mar 27, 2001 | May 25, 2004 | no | TORRANCE, CA | Previous registration |
| From | To | Left | Joined | Gap, days | Kind | Move type |
|---|---|---|---|---|---|---|
| TOUCHSTONE FINANCIAL PLANNING | n/a | Aug 11, 2026 | n/a | n/a | Departure no registered destination | Departure |
| WOODBURY FINANCIAL SERVICES, INC. | OSAIC WEALTH, INC. | Jan 19, 2024 | Jan 19, 2024 | 0 | Bulk transfer | Ibd to ibd |
| QUESTAR ASSET MANAGEMENT, INC. | WOODBURY FINANCIAL SERVICES, INC. | Mar 1, 2019 | Mar 1, 2019 | 0 | Bulk transfer | Ibd to ibd |
| SUMMIT FINANCIAL GROUP INC | QUESTAR ASSET MANAGEMENT, INC. | Sep 8, 2014 | Sep 5, 2014 | -3 | Firm change | Other |
| LPL FINANCIAL LLC | SUMMIT FINANCIAL GROUP INC | Apr 20, 2009 | Apr 17, 2009 | -3 | Firm change | Other |
| WADDELL & REED | LPL FINANCIAL LLC | May 25, 2004 | Jul 1, 2004 | 37 | Firm change | Other |