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RIA / WealthAdvisordual registered (broker-dealer)27 years in industry

KEVIN STEPHEN MORAVEK

Advisor at OCTOBER EFFECT LTD.

VIRGINIA BEACH, VA

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Search this name across graphsid dfx:ria:aec2d711-94f7-6314-7616-a9627c101779

Data as of Sep 14, 2026 (this record's last observation) from federal regulator filings. Page built Sep 21, 2026, 5:31 PM UTC and rebuilt at most every 15 minutes.

Relationships: 4
Dated events: 0
On other graphs: 0
Observed: Feb 9, 2000 to Sep 14, 2026

Across DFX

This entity has not been resolved onto another DFX graph by a shared identifier. A name match elsewhere would be a candidate, never an identity, and none is recorded.

Facts

fact = as filed or announced; derived = computed by DFX; estimate = a band, never a point

Current firm: OCTOBER EFFECT LTD.
Current firm class: independent wealth managerderived
Book size: not publicno per-advisor AUM is published by the SEC, FINRA or IAPD, and DFX estimates none
Industry start: Jul 9, 1999earliest registration or exam on IAPD
Years in industry: 27derivedfrom the industry start date
Years at current firm: 6derivedfrom the current registration's begin date
Prior firms: 3
Current registrations: 1
Registered states: 1
Exams: S65|S63
First exam: Jul 9, 1999
First registration: Feb 9, 2000
Dual registered: yes, broker-dealer
IAPD individual key: 3248248

Registration history

registration spans on IAPD; the basis says whether the span is a current registration or a prior employment record

Firm	Class	Began	Ended	Current	Branch	Basis
OCTOBER EFFECT LTD.	Independent wealth	Jan 14, 2020	n/a	yes	VIRGINIA BEACH, VA	Current employment
OSAIC FA, INC.	Former SEC adviser	Mar 23, 2005	Dec 16, 2019	no	VIRGINIA BEACH, VA\|VIRGINIA BEACH, VA\|Virginia Beach, VA\|VIRGINIA BEACH, VA\|SYKESVILLE, MD\|VIRGINIA BEACH, VA\|VIRGINIA BEACH, VA	Previous registration
FIRST COMMAND BANK	n/a	Apr 12, 2004	Mar 23, 2005	no	FORT WORTH, TX	Previous registration
FIRST COMMAND FINANCIAL PLANNING, INC.	Former SEC adviser	Feb 9, 2000	Apr 12, 2004	no	VIRGINIA BEACH, VA	Previous registration

Moves

a move is two registration dates; a bulk corporate re-registration is typed BULK_TRANSFER and is not a move

From	To	Left	Joined	Gap, days	Kind	Move type
OSAIC FA, INC.	OCTOBER EFFECT LTD.	Dec 16, 2019	Jan 14, 2020	29	Firm change	Ibd to RIA
FIRST COMMAND BANK	OSAIC FA, INC.	Mar 23, 2005	Mar 23, 2005	0	Firm change	Other
FIRST COMMAND FINANCIAL PLANNING, INC.	FIRST COMMAND BANK	Apr 12, 2004	Apr 12, 2004	0	Firm change	Other

Relationships

Registered with (4)

→ OCTOBER EFFECT LTD.Registered adviserregistration: current employment
Jan 14, 2020 to presentfactForm ADV
→ OSAIC FA, INC.Registered adviserregistration: previous registration
Mar 23, 2005 to Dec 16, 2019factForm ADV
→ FIRST COMMAND BANKRegistered adviserregistration: previous registration
Apr 12, 2004 to Mar 23, 2005factForm ADV
→ FIRST COMMAND FINANCIAL PLANNING, INC.Registered adviserregistration: previous registration
Feb 9, 2000 to Apr 12, 2004factForm ADV

Dated events

No dated event names this entity yet.