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RIA / WealthAdvisorCertified Financial Plannerdual registered (broker-dealer)26 years in industry

KATHERINE BARTLETT KENNEDY

Advisor at OSAIC WEALTH, INC.

BLANCO, TX

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Data as of Sep 14, 2026 (this record's last observation) from federal regulator filings. Page built Sep 21, 2026, 5:05 AM UTC and rebuilt at most every 15 minutes.

Relationships: 5
Dated events: 0
On other graphs: 0
Observed: Mar 3, 2004 to Sep 14, 2026

Across DFX

This entity has not been resolved onto another DFX graph by a shared identifier. A name match elsewhere would be a candidate, never an identity, and none is recorded.

Facts

fact = as filed or announced; derived = computed by DFX; estimate = a band, never a point

Current firm: OSAIC WEALTH, INC.
Current firm class: broker-dealer affiliated wealth managerderived
Book size: not publicno per-advisor AUM is published by the SEC, FINRA or IAPD, and DFX estimates none
Industry start: May 18, 2000earliest registration or exam on IAPD
Years in industry: 26derivedfrom the industry start date
Years at current firm: 10derivedfrom the current registration's begin date
Prior firms: 4
Current registrations: 1
Registered states: 1
Designations: Certified Financial Planner
Exams: S65|S63
First exam: May 18, 2000
First registration: Mar 3, 2004
Dual registered: yes, broker-dealer
Other names: KATHERINE BARTLETT|KATHERINE GARRIGUS
IAPD individual key: 4189155

Registration history

registration spans on IAPD; the basis says whether the span is a current registration or a prior employment record

Firm	Class	Began	Ended	Current	Branch	Basis
OSAIC WEALTH, INC.	Bd affiliated wealth	May 2, 2016	n/a	yes	BLANCO, TX	Current employment
FIRST INDEPENDENT ADVISORY SERVICES, INC.	n/a	Aug 4, 2009	Aug 30, 2016	no	PLANO, TX\|TULSA, OK	Previous registration
KBK WEALTH STRATEGIES, LLC	n/a	Mar 13, 2009	Dec 15, 2010	no	PLANO, TX	Previous registration
WFG ADVISORS, LP	Former SEC adviser	Jan 18, 2005	Aug 3, 2009	no	PLANO, TX	Previous registration
PRO-INTEGRITY SECURITIES, INC.	n/a	Mar 3, 2004	Dec 31, 2004	no	PLANO, TX	Previous registration

Moves

a move is two registration dates; a bulk corporate re-registration is typed BULK_TRANSFER and is not a move

From	To	Left	Joined	Gap, days	Kind	Move type
FIRST INDEPENDENT ADVISORY SERVICES, INC.	OSAIC WEALTH, INC.	Aug 30, 2016	May 2, 2016	-120	Firm change after gap	Other
KBK WEALTH STRATEGIES, LLC	FIRST INDEPENDENT ADVISORY SERVICES, INC.	Dec 15, 2010	Aug 4, 2009	-498	Firm change after gap	Other
WFG ADVISORS, LP	KBK WEALTH STRATEGIES, LLC	Aug 3, 2009	Mar 13, 2009	-143	Firm change after gap	Other
PRO-INTEGRITY SECURITIES, INC.	WFG ADVISORS, LP	Dec 31, 2004	Jan 18, 2005	18	Firm change	Other

Team moves

moves this advisor made together with colleagues (two or more registrations ending and beginning together)

Team	Left	Joined	From	Kind
132678:23131:OK:2016-08-18	Aug 30, 2016	May 2, 2016	TULSA, OK	Firm change after gap

Relationships

Registered with (5)

→ OSAIC WEALTH, INC.Registered adviserregistration: current employment
May 2, 2016 to presentfactForm ADV
→ FIRST INDEPENDENT ADVISORY SERVICES, INC.Registered adviserregistration: previous registration
Aug 4, 2009 to Aug 30, 2016factForm ADV
→ KBK WEALTH STRATEGIES, LLCRegistered adviserregistration: previous registration
Mar 13, 2009 to Dec 15, 2010factForm ADV
→ WFG ADVISORS, LPRegistered adviserregistration: previous registration
Jan 18, 2005 to Aug 3, 2009factForm ADV
→ PRO-INTEGRITY SECURITIES, INC.Registered adviserregistration: previous registration
Mar 3, 2004 to Dec 31, 2004factForm ADV

Dated events

No dated event names this entity yet.