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Advisor at QUARTZ PARTNERS INVESTMENT MANAGEMENT
BLOOMINGTON, IN
Data as of (this record's last observation) from federal regulator filings. Page built and rebuilt at most every 15 minutes.
This entity has not been resolved onto another DFX graph by a shared identifier. A name match elsewhere would be a candidate, never an identity, and none is recorded.
| Firm | Class | Began | Ended | Current | Branch | Basis |
|---|---|---|---|---|---|---|
| QUARTZ PARTNERS INVESTMENT MANAGEMENT | Independent wealth | May 2, 2023 | n/a | yes | BLOOMINGTON, IN | Current employment |
| ETICO WEALTH MANAGEMENT LLC | Former SEC adviser | Jan 18, 2011 | Oct 24, 2023 | no | BLOOMINGTON, IN|SARATOGA SPRINGS, NY | Previous registration |
| STERNE AGEE INVESTMENT ADVISOR SERVICES, INC. | Former SEC adviser | Sep 8, 2006 | Dec 13, 2010 | no | BLOOMINGTON, IN|YOUNGSTOWN, OH | Previous registration |
| BTS ASSET MANAGEMENT, INC. | Independent wealth | Nov 24, 1998 | Dec 31, 2002 | no | LOOGOOTEE, IN | Previous registration |
| From | To | Left | Joined | Gap, days | Kind | Move type |
|---|---|---|---|---|---|---|
| ETICO WEALTH MANAGEMENT LLC | QUARTZ PARTNERS INVESTMENT MANAGEMENT | Oct 24, 2023 | May 2, 2023 | -175 | Channel change | RIA to RIA |
| STERNE AGEE INVESTMENT ADVISOR SERVICES, INC. | ETICO WEALTH MANAGEMENT LLC | Dec 13, 2010 | Jan 18, 2011 | 36 | Firm change | Other |
| BTS ASSET MANAGEMENT, INC. | STERNE AGEE INVESTMENT ADVISOR SERVICES, INC. | Dec 31, 2002 | Sep 8, 2006 | 1,347 | Firm change after gap | Other |
| Team | Left | Joined | From | Kind |
|---|---|---|---|---|
| 151046:174327:NY:2023-10-24 | Oct 24, 2023 | May 2, 2023 | SARATOGA SPRINGS, NY | Firm change after gap |