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CRD 310053
NEW PORT RICHEY, FL
Data as of (this record's last observation) from federal regulator filings. Page built and rebuilt at most every 15 minutes.
This entity has not been resolved onto another DFX graph by a shared identifier. A name match elsewhere would be a candidate, never an identity, and none is recorded.
| Advisor | Designations | Branch | Years here | In industry | Prior firms | Dual registered |
|---|---|---|---|---|---|---|
| KENNETH DONALD OUELLETTE | n/a | KITTY HAWK, NC | NEW PORT RICHEY, FL | 5 | 34 | 4 | no |
| Owner | Title | Ownership code | Control person | Acquired | First seen | Last seen |
|---|---|---|---|---|---|---|
| OUELLETTE, KENNETH, DONALD | MANAGING MEMBER, CHIEF COMPLIANCE OFFICER | E | yes | 07/2020 | Jul 20, 2020 | Jun 21, 2024 |
| City | State | Country | Employees | Also broker-dealer |
|---|---|---|---|---|
| KITTY HAWK | Nc | United States | 1 | no |
| Fiscal year | Filed | RAUM | Discretionary | Employees | Advisory staff | Offices | Private funds | Fund GAV |
|---|---|---|---|---|---|---|---|---|
| 2025 | Mar 31, 2026 | $224M | $223M | 2 | 1 | 1 | n/a | n/a |
| 2024 | Mar 6, 2025 | $194M | $190M | 2 | 1 | 1 | n/a | n/a |
| 2023 | Feb 22, 2024 | $171M | $169M | 3 | 1 | 1 | n/a | n/a |
| 2022 | Feb 23, 2023 | $151M | $150M | 3 | 1 | 1 | n/a | n/a |
| 2021 | Mar 18, 2022 | $157M | $155M | 3 | 1 | 1 | n/a | n/a |
| 2020 | Mar 3, 2021 | $132M | $116M | 3 | 1 | 1 | n/a | n/a |
| Joined, 12m | Left, 12m | Net, 12m | Departure rate, 12m | Joined, 90d | Left, 90d | Left, no destination yet | Joined, 36m | Left, 36m |
|---|---|---|---|---|---|---|---|---|
| 0 | 0 | 0 | 0.0% | 0 | 0 | 0 | 0 | 0 |
| Latest fiscal year | RAUM | A year earlier | 1y change | Three years earlier | 3y CAGR | Employees | A year earlier | Offices | A year earlier |
|---|---|---|---|---|---|---|---|---|---|
| 2025 | $224M | $194M | 15.8% | $151M | 14.0% | 3 | 2 | 1 | 1 |