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RIA / WealthAdvisordual registered (broker-dealer)34 years in industry

RONALD DEAN CLARK

Advisor at LPL FINANCIAL LLC

GADSDEN, AL | TAMPA, FL

This is the graph view. The full profile, with its team, deals and sources, is on RIA / Wealth Management.Open the full profile →

Search this name across graphsid dfx:ria:aee847a3-2f03-ebdf-9729-d5f377ee263d

Data as of Sep 14, 2026 (this record's last observation) from federal regulator filings. Page built Sep 21, 2026, 4:22 AM UTC and rebuilt at most every 15 minutes.

Relationships: 5
Dated events: 1
On other graphs: 0
Observed: Oct 11, 2006 to Sep 14, 2026

Across DFX

This entity has not been resolved onto another DFX graph by a shared identifier. A name match elsewhere would be a candidate, never an identity, and none is recorded.

Facts

fact = as filed or announced; derived = computed by DFX; estimate = a band, never a point

Current firm: LPL FINANCIAL LLC
Current firm class: broker-dealer affiliated wealth managerderived
Book size: not publicno per-advisor AUM is published by the SEC, FINRA or IAPD, and DFX estimates none
Industry start: Dec 1, 1991earliest registration or exam on IAPD
Years in industry: 34derivedfrom the industry start date
Years at current firm: 3derivedfrom the current registration's begin date
Prior firms: 4
Current registrations: 1
Registered states: 3
Exams: S63|S65
First exam: Mar 29, 1996
First registration: Oct 11, 2006
Dual registered: yes, broker-dealer
Other names: RON CLARK
IAPD individual key: 1086724

Registration history

registration spans on IAPD; the basis says whether the span is a current registration or a prior employment record

Firm	Class	Began	Ended	Current	Branch	Basis
LPL FINANCIAL LLC	Bd affiliated wealth	Feb 23, 2023	n/a	yes	GADSDEN, AL\|TAMPA, FL	Current employment
CETERA ADVISOR NETWORKS LLC	Former SEC adviser	May 20, 2021	Feb 24, 2023	no	BOCA RATON, FL\|GADSDEN, AL\|TAMPA, FL\|TAMPA, FL\|SAN ANTONIO, TX\|TAMPA, FL	Previous registration
SUMMIT FINANCIAL GROUP INC	Former SEC adviser	Jan 20, 2021	May 20, 2021	no	Tampa, FL	Previous registration
SUMMIT FINANCIAL GROUP INC	Former SEC adviser	Dec 17, 2009	Sep 12, 2019	no	TAMPA, FL\|GADSEN, AL\|GASDEN, AL\|MT. PLEASANT, SC\|SAN ANTONIO, TX\|CHARLESTON, SC\|TAMPA, FL	Previous registration
CONCOURSE FINANCIAL GROUP ADVISORS	Former SEC adviser	Oct 11, 2006	Apr 23, 2009	no	TAMPA, FL\|TAMPA, FL	Previous registration

Moves

a move is two registration dates; a bulk corporate re-registration is typed BULK_TRANSFER and is not a move

From	To	Left	Joined	Gap, days	Kind	Move type
CETERA ADVISOR NETWORKS LLC	LPL FINANCIAL LLC	Feb 24, 2023	Feb 23, 2023	-1	Firm change	Ibd to RIA
SUMMIT FINANCIAL GROUP INC	CETERA ADVISOR NETWORKS LLC	May 20, 2021	May 20, 2021	0	Channel change	Ibd to ibd
CONCOURSE FINANCIAL GROUP ADVISORS	SUMMIT FINANCIAL GROUP INC	Apr 23, 2009	Dec 17, 2009	238	Firm change	Other

Team moves

moves this advisor made together with colleagues (two or more registrations ending and beginning together)

Team	Left	Joined	From	Kind
109485:13572:FL:2021-05-20	May 20, 2021	May 20, 2021	TAMPA, FL	Firm change

Relationships

Registered with (4)

→ LPL FINANCIAL LLCRegistered adviserregistration: current employment
Feb 23, 2023 to presentfactForm ADV
→ CETERA ADVISOR NETWORKS LLCRegistered adviserregistration: previous registration
May 20, 2021 to Feb 24, 2023factForm ADV
→ SUMMIT FINANCIAL GROUP INCRegistered adviserregistration: previous registration
Jan 20, 2021 to May 20, 2021factForm ADV
→ CONCOURSE FINANCIAL GROUP ADVISORSRegistered adviserregistration: previous registration
Oct 11, 2006 to Apr 23, 2009factForm ADV

Dated events

Occurred
Feb 24, 2023
Advisor changed firm
Ronald Dean Clark left Cetera Advisor Networks Llc for Lpl Financial Llc (registered 2023-02-23)
Form ADVobserved 6 days ago

Provenance

Graph: RIA / Wealth Management
Canonical id: dfx:ria:aee847a3-2f03-ebdf-9729-d5f377ee263d
First observed: Oct 11, 2006
Last observed: Sep 14, 2026 7 days ago
Source families: Federal regulator filings
1 registered feed stand behind this record; each fact above carries its own dates and, where the publisher serves one, its document.
Resolution: Identity across graphs by shared identifier (CRD, CIK, EIN, ADV fund id, individual CRD) or citation; a name match is shown as a candidate and never merged.

RONALD DEAN CLARK

Advisor at LPL FINANCIAL LLC

GADSDEN, AL | TAMPA, FL

This is the graph view. The full profile, with its team, deals and sources, is on RIA / Wealth Management.Open the full profile →

Search this name across graphsid dfx:ria:aee847a3-2f03-ebdf-9729-d5f377ee263d

Data as of Sep 14, 2026 (this record's last observation) from federal regulator filings. Page built Sep 21, 2026, 4:22 AM UTC and rebuilt at most every 15 minutes.

Firm

Class

Began

Ended

Current

Branch

Basis

LPL FINANCIAL LLC

Bd affiliated wealth

Feb 23, 2023

n/a

yes

GADSDEN, AL|TAMPA, FL

Current employment

CETERA ADVISOR NETWORKS LLC

Former SEC adviser

May 20, 2021

Feb 24, 2023

Previous registration

SUMMIT FINANCIAL GROUP INC

Former SEC adviser

Jan 20, 2021

May 20, 2021

Tampa, FL

Previous registration

SUMMIT FINANCIAL GROUP INC

Former SEC adviser

Dec 17, 2009

Sep 12, 2019

Previous registration

CONCOURSE FINANCIAL GROUP ADVISORS

Former SEC adviser

Oct 11, 2006

Apr 23, 2009

TAMPA, FL|TAMPA, FL

Previous registration

From

Left

Joined

Gap, days

Kind

Move type

CETERA ADVISOR NETWORKS LLC

LPL FINANCIAL LLC

Feb 24, 2023

Feb 23, 2023

-1

Firm change

Ibd to RIA

SUMMIT FINANCIAL GROUP INC

CETERA ADVISOR NETWORKS LLC

May 20, 2021

Channel change

Ibd to ibd

CONCOURSE FINANCIAL GROUP ADVISORS

SUMMIT FINANCIAL GROUP INC

Apr 23, 2009

Dec 17, 2009

238

Firm change

Other

Team

Left

Joined

From

Kind

109485:13572:FL:2021-05-20

May 20, 2021

TAMPA, FL

Firm change