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J•••• L•• M•••••••••: advisor on the ria / wealth management graph | DFX Data Factory

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RIA / WealthAdvisorCertified Financial Planner22 years in industry

J•••• L•• M•••••••••

Advisor at B•••••• C••••••

Katy, TX | WEATHERFORD, TX

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Search this name across graphsid dfx:ria:aee92415-fcd7-2e7a-646e-0d699a089732

Data as of Sep 15, 2026 (this record's last observation) from federal regulator filings. Page built Sep 21, 2026, 11:32 PM UTC and rebuilt at most every 15 minutes.

Relationships: 4
Dated events: 2
On other graphs: 0
Observed: Oct 23, 2003 to Sep 15, 2026

Across DFX

This entity has not been resolved onto another DFX graph by a shared identifier. A name match elsewhere would be a candidate, never an identity, and none is recorded.

Facts

fact = as filed or announced; derived = computed by DFX; estimate = a band, never a point

Current firm: B•••••• C••••••
Current firm class: independent wealth managerderived
Book size: not publicno per-advisor AUM is published by the SEC, FINRA or IAPD, and DFX estimates none
Industry start: Oct 22, 2003earliest registration or exam on IAPD
Years in industry: 22derivedfrom the industry start date
Years at current firm: 2derivedfrom the current registration's begin date
Prior firms

Registration history

registration spans on IAPD; the basis says whether the span is a current registration or a prior employment record

Firm	Class	Began	Ended	Current	Branch	Basis
B•••••• C••••••	Independent wealth	Apr 22, 2024	n/a	yes	Katy, TX\|WEATHERFORD, TX	Current employment
N••• F•••••••• G••••• L•••	State registered	Feb 9, 2007	Mar 20, 2024	no

Moves

a move is two registration dates; a bulk corporate re-registration is typed BULK_TRANSFER and is not a move

From	To	Left	Joined	Gap, days	Kind	Move type
L•• F•••••••• L••	N••• F•••••••• G••••• L•••	Sep 30, 2024	Feb 9, 2007	-6,443	Firm change after gap	Ibd to state RIA
N••• F•••••••• G••••• L•••	B•••••• C••••••	Mar 20, 2024

Relationships

Registered with (4)

→ B•••••• C••••••Registered adviserregistration: current employment
Apr 22, 2024 to presentfactForm ADV
→ L•• F•••••••• L••Registered adviserregistration: previous registration
Jun 1, 2006 to Sep 30, 2024factForm ADV
→ N••• F•••••••• G••••• L•••Registered adviserregistration: previous registration
Feb 9, 2007 to Mar 20, 2024factForm ADV
→ W•••••• • R•••

Dated events

Occurred
Sep 30, 2024
Advisor changed firm
J•••• L•• M••••••••• left L•• F•••••••• L•• for N••• F•••••••• G••••• L••• (registered 2007-02-09)
Form ADVobserved 6 days ago
Occurred
Mar 20, 2024
Advisor changed firm
J•••• L•• M••••••••• left N••• F•••••••• G••••• L••• for B•••••• C•••••• (registered 2024-04-22)
Form ADVobserved 6 days ago

Provenance

Graph: RIA / Wealth Management
Canonical id: dfx:ria:aee92415-fcd7-2e7a-646e-0d699a089732
First observed: Oct 23, 2003
Last observed: Sep 15, 2026 6 days ago
Source families: Federal regulator filings
1 registered feed stand behind this record; each fact above carries its own dates and, where the publisher serves one, its document.
Resolution: Identity across graphs by shared identifier (CRD, CIK, EIN, ADV fund id, individual CRD) or citation; a name match is shown as a candidate and never merged.