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Advisor at RAYMOND JAMES & ASSOCIATES, INC.
BATON ROUGE, LA
Data as of (this record's last observation) from federal regulator filings. Page built and rebuilt at most every 15 minutes.
This entity has not been resolved onto another DFX graph by a shared identifier. A name match elsewhere would be a candidate, never an identity, and none is recorded.
| Firm | Class | Began | Ended | Current | Branch | Basis |
|---|---|---|---|---|---|---|
| RAYMOND JAMES & ASSOCIATES, INC. | National bd RIA | Jul 21, 2017 | n/a | yes | BATON ROUGE, LA | Current employment |
| WELLS FARGO ADVISORS | Wirehouse | Apr 19, 2014 | Jul 24, 2017 | no | BATON ROUGE, LA | Previous registration |
| From | To | Left | Joined | Gap, days | Kind | Move type |
|---|---|---|---|---|---|---|
| WELLS FARGO ADVISORS | RAYMOND JAMES & ASSOCIATES, INC. | Jul 24, 2017 | Jul 21, 2017 | -3 | Firm change | Wirehouse to ibd |
| Team | Left | Joined | From | Kind |
|---|---|---|---|---|
| 19616:705:LA:2017-07-24 | Jul 24, 2017 | Jul 21, 2017 | BATON ROUGE, LA | Firm change |