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J••••••• M•••• S•••••: advisor on the ria / wealth management graph | DFX Data Factory

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RIA / WealthAdvisordual registered (broker-dealer)17 years in industry

J••••••• M•••• S•••••

Advisor at E••••• J••••

OAK RIDGE, TN

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Search this name across graphsid dfx:ria:aeeaa65c-80e4-f9e2-a3e7-8210185a7505

Data as of Sep 14, 2026 (this record's last observation) from federal regulator filings. Page built Sep 22, 2026, 11:42 AM UTC and rebuilt at most every 15 minutes.

Relationships: 5
Dated events: 0
On other graphs: 0
Observed: Apr 22, 2009 to Sep 14, 2026

Across DFX

This entity has not been resolved onto another DFX graph by a shared identifier. A name match elsewhere would be a candidate, never an identity, and none is recorded.

Facts

fact = as filed or announced; derived = computed by DFX; estimate = a band, never a point

Current firm: E••••• J••••
Current firm class: national broker-dealer RIAderived
Book size: not public••• Locked
Industry start: Apr 10, 2009earliest registration or exam on IAPD
Years in industry: 17derivedfrom the industry start date
Years at current firm: 4derivedfrom the current registration's begin date
Prior firms: 4

Registration history

••• Locked

Firm	Class	Began	Ended	Current	Branch	Basis
E••••• J••••	National bd RIA	Nov 19, 2021	n/a	yes	OAK RIDGE, TN	Current employment
F•••• H•••••• A•••••••• I••	Former SEC adviser	Sep 7, 2016	Jul 1, 2020	no	KNOXVILLE, TN	Previous registration

Moves

••• Locked

From	To	Left	Joined	Gap, days	Kind	Move type
F•••• H•••••• A•••••••• I••	E••••• J••••	Jul 1, 2020	Nov 19, 2021	506	Firm change after gap	RIA to ibd
S••••••• I••••••••• S•••••••• I•••	F•••• H•••••• A•••••••• I••	Aug 1, 2016	Sep 7, 2016

Relationships

Registered with (3)

→ E••••• J••••Registered adviserregistration: previous registration
Apr 22, 2009 to Dec 1, 2010factForm ADV
→ F•••• H•••••• A•••••••• I••Registered adviserregistration: previous registration
Sep 7, 2016 to Jul 1, 2020factForm ADV
→ S••••••• I••••••••• S•••••••• I•••Registered adviserregistration: previous registration
Mar 29, 2016 to Aug 1, 2016factForm ADV

Dated events

No dated event names this entity yet.

Provenance

Graph: RIA / Wealth Management
Canonical id: dfx:ria:aeeaa65c-80e4-f9e2-a3e7-8210185a7505
First observed: Apr 22, 2009
Last observed: Sep 14, 2026 8 days ago
Source families: Federal regulator filings
1 registered feed stand behind this record; each fact above carries its own dates and, where the publisher serves one, its document.
Resolution: Identity across graphs by shared identifier (CRD, CIK, EIN, ADV fund id, individual CRD) or citation; a name match is shown as a candidate and never merged.