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Advisor at CENTAURUS FINANCIAL, INC.
Lake Havasu City, AZ
Data as of (this record's last observation) from federal regulator filings. Page built and rebuilt at most every 15 minutes.
This entity has not been resolved onto another DFX graph by a shared identifier. A name match elsewhere would be a candidate, never an identity, and none is recorded.
| Firm | Class | Began | Ended | Current | Branch | Basis |
|---|---|---|---|---|---|---|
| CENTAURUS FINANCIAL, INC. | Bd affiliated wealth | Oct 13, 2023 | n/a | yes | Lake Havasu City, AZ|Lake Havasu City, AZ | Current employment |
| CROWN CAPITAL SECURITIES, L.P. | Former SEC adviser | Sep 7, 2007 | Oct 19, 2023 | no | Apple Valley, CA|OAK HILLS, CA|ORANGE, CA|Lake Havasu City, AZ|Lake Havasu City, AZ | Previous registration |
| LPL FINANCIAL LLC | Bd affiliated wealth | Dec 31, 1997 | Sep 11, 2007 | no | OAK HILL, CA|DENTON, TX|LOS ALAMITOS, CA | Previous registration |
| From | To | Left | Joined | Gap, days | Kind | Move type |
|---|---|---|---|---|---|---|
| CROWN CAPITAL SECURITIES, L.P. | CENTAURUS FINANCIAL, INC. | Oct 19, 2023 | Oct 13, 2023 | -6 | Firm change | Ibd to ibd |
| LPL FINANCIAL LLC | CROWN CAPITAL SECURITIES, L.P. | Sep 11, 2007 | Sep 7, 2007 | -4 | Firm change | Other |