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J••••• N• C••••••: advisor on the ria / wealth management graph | DFX Data Factory

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RIA / WealthAdvisor21 years in industry

J••••• N• C••••••

Advisor at I••••••••• W••••• C••••••• L••

VENICE, CA | SAN DIEGO, CA

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Search this name across graphsid dfx:ria:aeec0893-7a82-cd5f-14d6-ccfcfa0e8639

Data as of Sep 14, 2026 (this record's last observation) from federal regulator filings. Page built Sep 22, 2026, 7:15 AM UTC and rebuilt at most every 15 minutes.

Relationships: 7
Dated events: 1
On other graphs: 0
Observed: Mar 24, 2008 to Sep 14, 2026

Across DFX

This entity has not been resolved onto another DFX graph by a shared identifier. A name match elsewhere would be a candidate, never an identity, and none is recorded.

Facts

fact = as filed or announced; derived = computed by DFX; estimate = a band, never a point

Current firm: I••••••••• W••••• C••••••• L••
Current firm class: independent wealth managerderived
Book size: not publicno per-advisor AUM is published by the SEC, FINRA or IAPD, and DFX estimates none
Industry start: Oct 11, 2004earliest registration or exam on IAPD
Years in industry: 21derivedfrom the industry start date
Years at current firm: 3derivedfrom the current registration's begin date
Prior firms

Registration history

registration spans on IAPD; the basis says whether the span is a current registration or a prior employment record

Firm	Class	Began	Ended	Current	Branch	Basis
I••••••••• W••••• C••••••• L••	Independent wealth	Feb 1, 2023	n/a	yes	VENICE, CA\|SAN DIEGO, CA	Current employment
L••••• W••••• A•••••••• I•••	Former SEC adviser	Jun 22, 2022	Mar 31, 2023	no

Moves

a move is two registration dates; a bulk corporate re-registration is typed BULK_TRANSFER and is not a move

From	To	Left	Joined	Gap, days	Kind	Move type
I•••••• C••••••• L••	L••••• W••••• A•••••••• I•••	Feb 21, 2025	Jun 22, 2022	-975	Firm change after gap	Other
L••••• W••••• A•••••••• I•••	I••••••••• W••••• C••••••• L••	Mar 31, 2023

Relationships

Registered with (5)

→ I••••••••• W••••• C••••••• L••Registered adviserregistration: current employment
Feb 1, 2023 to presentfactForm ADV
→ I•••••• C••••••• L••Registered adviserregistration: previous registration
Feb 2, 2017 to Feb 21, 2025factForm ADV
→ L••••• W••••• A•••••••• I•••Registered adviserregistration: previous registration
Jun 22, 2022 to Mar 31, 2023factForm ADV
→ U•• F•••••••• S••••••• I•••Registered adviser

Dated events

Occurred
Feb 21, 2025
Advisor changed firm
J••••• N• C•••••• left I•••••• C••••••• L•• for L••••• W••••• A•••••••• I••• (registered 2022-06-22)
Form ADVobserved 7 days ago

Provenance

Graph: RIA / Wealth Management
Canonical id: dfx:ria:aeec0893-7a82-cd5f-14d6-ccfcfa0e8639
First observed: Mar 24, 2008
Last observed: Sep 14, 2026 8 days ago
Source families: Federal regulator filings
1 registered feed stand behind this record; each fact above carries its own dates and, where the publisher serves one, its document.
Resolution: Identity across graphs by shared identifier (CRD, CIK, EIN, ADV fund id, individual CRD) or citation; a name match is shown as a candidate and never merged.