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advised by LAZARD ASSET MANAGEMENT LLC
Delaware, United States
Data as of (this record's last observation) from federal regulator filings. Page built and rebuilt at most every 15 minutes.
This entity has not been resolved onto another DFX graph by a shared identifier. A name match elsewhere would be a candidate, never an identity, and none is recorded.
| Filed | GAV | Owners | Minimum | Adviser owns | Audited | Name as filed |
|---|---|---|---|---|---|---|
| Jul 17, 2024 | $204M | 6 | $1.0M | 0.0% | yes | LAZARD RATHMORE CONVERTS, LP |
| Mar 28, 2024 | $204M | 6 | $1.0M | 0.0% | yes | LAZARD RATHMORE CONVERTS, LP |
| Jan 29, 2024 | $237M | 6 | $1.0M | 0.0% | yes | LAZARD RATHMORE CONVERTS, LP |
| May 23, 2023 | $237M | 6 | $1.0M | 0.0% | yes | LAZARD RATHMORE CONVERTS, LP |
| Mar 29, 2023 | $237M | 6 | $1.0M | 0.0% | yes | LAZARD RATHMORE CONVERTS, LP |
| Nov 22, 2022 | $172M | 6 | $1.0M | 100.0% | yes | LAZARD RATHMORE CONVERTS, LP |
| Custodian | Legal name | City | State | Country | Related person | SEC number |
|---|---|---|---|---|---|---|
| CANADIAN IMPERIAL BANK OF COMMERCE | CANADIAN IMPERIAL BANK OF COMMERCE | NEW YORK | New York | United States | no | n/a |
| MERRILL LYNCH PROFESSIONAL CLEARING CORP. | MERRILL LYNCH PROFESSIONAL CLEARING CORP. | NEW YORK | New York | United States | no | n/a |
| NATIONAL FINANCIAL SERVICES LLC | NATIONAL FINANCIAL SERVICES LLC | Boston | Massachusetts | United States | no | n/a |
| STATE STREET BANK AND TRUST COMPANY | STATE STREET BANK AND TRUST COMPANY | Boston | Massachusetts | United States | no | n/a |
| TD PRIME SERVICES LLC | TD PRIME SERVICES LLC | NEW YORK | New York | United States | no | n/a |
| UBS SECURITIES LLC | UBS SECURITIES LLC | NEW YORK | New York | United States | no | n/a |
| WELLS FARGO PRIME SERVICES, LLC | WELLS FARGO PRIME SERVICES, LLC | NEW YORK | New York | United States | no | n/a |