DFX Intelligence
Data Factory
Reading the graph
Reading the graph
Advisor at SPC
ANN ARBOR, MI | Avon, CT
Data as of (this record's last observation) from federal regulator filings. Page built and rebuilt at most every 15 minutes.
This entity has not been resolved onto another DFX graph by a shared identifier. A name match elsewhere would be a candidate, never an identity, and none is recorded.
| Firm | Class | Began | Ended | Current | Branch | Basis |
|---|---|---|---|---|---|---|
| Spc | Bd affiliated wealth | Aug 10, 2026 | n/a | yes | Avon, CT|ANN ARBOR, MI | Current employment |
| PARK AVENUE SECURITIES LLC | Bd affiliated wealth | Dec 16, 2015 | Aug 13, 2026 | no | FARMINGTON, CT|WEST SIMSBURY, CT | Previous registration |
| From | To | Left | Joined | Gap, days | Kind | Move type |
|---|---|---|---|---|---|---|
| PARK AVENUE SECURITIES LLC | Spc | Aug 13, 2026 | Aug 10, 2026 | -3 | Firm change | Ibd to ibd |