DFX Intelligence
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Reading the graph
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Advisor at S•••• W••••• S••••••••• L••
Western Springs, IL
Data as of (this record's last observation) from federal regulator filings. Page built and rebuilt at most every 15 minutes.
This entity has not been resolved onto another DFX graph by a shared identifier. A name match elsewhere would be a candidate, never an identity, and none is recorded.
| Firm | Class | Began | Ended | Current | Branch | Basis |
|---|---|---|---|---|---|---|
| S•••• W••••• S••••••••• L•• | State registered | Jun 3, 2026 | n/a | yes | Western Springs, IL | Current employment |
| L•••• I••••••••• G••••• L•• | n/a | Nov 27, 2024 | Aug 3, 2026 | no | GLENVIEW, IL |
| From | To | Left | Joined | Gap, days | Kind | Move type |
|---|---|---|---|---|---|---|
| L•••• I••••••••• G••••• L•• | S•••• W••••• S••••••••• L•• | Aug 3, 2026 | Jun 3, 2026 | -61 | Firm change after gap | Other |
| B• R•••• W••••• A•••••••• I••• | L•••• I••••••••• G••••• L•• | Dec 16, 2024 | Nov 27, 2024 |
| B• R•••• W••••• A•••••••• I••• | Bd affiliated wealth | Apr 25, 2024 | Dec 16, 2024 | no | Chicago, IL | Previous registration |
| M•••••• • N••••• A••••••• A•••••••• C••••••• L•• | Former SEC adviser | Jul 12, 2013 | Dec 31, 2013 | no | FAIRPORT, NY | Previous registration |
| M•••••• • N••••• A•••••••• L•• | Mixed wealth | Jul 12, 2013 | Aug 18, 2022 | no | FAIRPORT, NY|FAIRPORT, NY|FAIRPORT, NY|NORTHFIELD, IL|CHICAGO, IL|CHICAGO, IL|EDINA, MN | Previous registration |
| -19 |
| Firm change |
| Other |
| M•••••• • N••••• A•••••••• L•• | B• R•••• W••••• A•••••••• I••• | Aug 18, 2022 | Apr 25, 2024 | 616 | Firm change after gap | RIA to ibd |
| M•••••• • N••••• A••••••• A•••••••• C••••••• L•• | M•••••• • N••••• A•••••••• L•• | Dec 31, 2013 | Jul 12, 2013 | -172 | Firm change after gap | Other |