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RIA / WealthAdvisordual registered (broker-dealer)27 years in industry

DAVID JOHN KIMURA

Advisor at CETERA INVESTMENT ADVISERS LLC

Honolulu, HI

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Search this name across graphsid dfx:ria:aefd69ab-0ed0-19d0-daf2-71271b01018d

Data as of Sep 14, 2026 (this record's last observation) from federal regulator filings. Page built Sep 19, 2026, 8:28 AM UTC and rebuilt at most every 15 minutes.

Relationships: 7
Dated events: 1
On other graphs: 0
Observed: Oct 20, 2000 to Sep 14, 2026

Across DFX

This entity has not been resolved onto another DFX graph by a shared identifier. A name match elsewhere would be a candidate, never an identity, and none is recorded.

Facts

fact = as filed or announced; derived = computed by DFX; estimate = a band, never a point

Current firm: CETERA INVESTMENT ADVISERS LLC
Current firm class: broker-dealer affiliated wealth managerderived
Book size: not publicno per-advisor AUM is published by the SEC, FINRA or IAPD, and DFX estimates none
Industry start: Jan 20, 1999earliest registration or exam on IAPD
Years in industry: 27derivedfrom the industry start date
Years at current firm: 2derivedfrom the current registration's begin date
Prior firms: 6
Current registrations: 1
Registered states: 1
Exams: S63|S65
First exam: Jan 20, 1999
First registration: Oct 20, 2000
Dual registered: yes, broker-dealer
Other names: DAVID JOHN KIMURA|DAVID KIMURA
IAPD individual key: 3159954

Registration history

registration spans on IAPD; the basis says whether the span is a current registration or a prior employment record

Firm	Class	Began	Ended	Current	Branch	Basis
CETERA INVESTMENT ADVISERS LLC	Bd affiliated wealth	Apr 1, 2024	n/a	yes	Honolulu, HI	Current employment
CUSO FINANCIAL SERVICES, L.P.	Former SEC adviser	Aug 19, 2013	Mar 28, 2024	no	SAN DIEGO, CA\|HONOLULU, HI\|HONOLULU, HI\|MILILANI, HI\|Honolulu, HI\|KAPOLEI, HI\|AIEA, HI\|KANEOHE, HI\|MAUI, HI\|Honolulu, HI\|Honolulu, HI\|Kahului, HI\|Honolulu, HI\|Ewa Beach, HI	Previous registration
USADVISORS WEALTH MANAGEMENT, LLC	Independent wealth	Feb 13, 2013	Apr 3, 2014	no	HONOLULU, HI	Previous registration
EDWARD JONES	National bd RIA	Jun 15, 2012	Dec 21, 2012	no	HONOLULU, HI\|HONOLULU, HI	Previous registration
ALLSTATE FINANCIAL ADVISORS, LLC	Bd affiliated wealth	Aug 23, 2010	Apr 23, 2012	no	HONOLULU, HI	Previous registration
LPL FINANCIAL LLC	Bd affiliated wealth	Jun 4, 2004	May 6, 2010	no	HONOLULU, HI\|HONOLULU, HI\|HONOLULU, HI	Previous registration
CETERA ADVISOR NETWORKS LLC	Former SEC adviser	Oct 20, 2000	Jun 17, 2004	no	HONOLULU, HI	Previous registration

Moves

a move is two registration dates; a bulk corporate re-registration is typed BULK_TRANSFER and is not a move

From	To	Left	Joined	Gap, days	Kind	Move type
CUSO FINANCIAL SERVICES, L.P.	CETERA INVESTMENT ADVISERS LLC	Mar 28, 2024	Apr 1, 2024	4	Firm change	Ibd to ibd
USADVISORS WEALTH MANAGEMENT, LLC	CUSO FINANCIAL SERVICES, L.P.	Apr 3, 2014	Aug 19, 2013	-227	Firm change after gap	Other
EDWARD JONES	USADVISORS WEALTH MANAGEMENT, LLC	Dec 21, 2012	Feb 13, 2013	54	Firm change	Ibd to new firm
ALLSTATE FINANCIAL ADVISORS, LLC	EDWARD JONES	Apr 23, 2012	Jun 15, 2012	53	Firm change	Other
LPL FINANCIAL LLC	ALLSTATE FINANCIAL ADVISORS, LLC	May 6, 2010	Aug 23, 2010	109	Firm change	Other
CETERA ADVISOR NETWORKS LLC	LPL FINANCIAL LLC	Jun 17, 2004	Jun 4, 2004	-13	Firm change	Other

Team moves

moves this advisor made together with colleagues (two or more registrations ending and beginning together)

Team	Left	Joined	From	Kind
42132:105644:HI:2024-03-28	Mar 28, 2024	Apr 1, 2024	EWA BEACH, HI	Firm change

Relationships

Registered with (7)

→ CETERA INVESTMENT ADVISERS LLCRegistered adviserregistration: current employment
Apr 1, 2024 to presentfactForm ADV
→ CUSO FINANCIAL SERVICES, L.P.Registered adviserregistration: previous registration
Aug 19, 2013 to Mar 28, 2024factForm ADV
→ USADVISORS WEALTH MANAGEMENT, LLCRegistered adviserregistration: previous registration
Feb 13, 2013 to Apr 3, 2014factForm ADV
→ EDWARD JONESRegistered adviserregistration: previous registration
Jun 15, 2012 to Dec 21, 2012factForm ADV
→ ALLSTATE FINANCIAL ADVISORS, LLCRegistered adviserregistration: previous registration
Aug 23, 2010 to Apr 23, 2012factForm ADV
→ LPL FINANCIAL LLCRegistered adviserregistration: previous registration
Jun 4, 2004 to May 6, 2010factForm ADV
→ CETERA ADVISOR NETWORKS LLCRegistered adviserregistration: previous registration
Oct 20, 2000 to Jun 17, 2004factForm ADV

Dated events

Occurred
Mar 28, 2024
Advisor changed firm
David John Kimura left Cuso Financial Services, L.P. for Cetera Investment Advisers Llc (registered 2024-04-01)
Form ADVobserved 4 days ago