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RIA / WealthAdvisordual registered (broker-dealer)11 years in industry

Toben Julian Torres

Advisor at J.P. MORGAN SECURITIES LLC

Irvine, CA

This is the graph view. The full profile, with its team, deals and sources, is on RIA / Wealth Management.Open the full profile →

Search this name across graphsid dfx:ria:aefeff4c-9e43-0509-168f-9b9317f37b2c

Data as of Sep 14, 2026 (this record's last observation) from federal regulator filings. Page built Sep 20, 2026, 9:07 AM UTC and rebuilt at most every 15 minutes.

Relationships: 4
Dated events: 2
On other graphs: 0
Observed: May 18, 2023 to Sep 14, 2026

Across DFX

This entity has not been resolved onto another DFX graph by a shared identifier. A name match elsewhere would be a candidate, never an identity, and none is recorded.

Facts

fact = as filed or announced; derived = computed by DFX; estimate = a band, never a point

Current firm: J.P. MORGAN SECURITIES LLC
Current firm class: wirehousederived
Book size: not publicno per-advisor AUM is published by the SEC, FINRA or IAPD, and DFX estimates none
Industry start: May 1, 2015earliest registration or exam on IAPD
Years in industry: 11derivedfrom the industry start date
Years at current firm: 1derivedfrom the current registration's begin date
Prior firms: 3
Current registrations: 1
Registered states: 2
Exams: S63|S65
First exam: May 18, 2023
First registration: May 18, 2023
Dual registered: yes, broker-dealer
Other names: Toben Julian Torres|TOBEN J TORRES
IAPD individual key: 7681886

Registration history

registration spans on IAPD; the basis says whether the span is a current registration or a prior employment record

Firm	Class	Began	Ended	Current	Branch	Basis
J.P. MORGAN SECURITIES LLC	Wirehouse	May 6, 2025	n/a	yes	Irvine, CA	Current employment
STRATEGIC ADVISERS LLC	National bd RIA	Mar 31, 2025	May 6, 2025	no	SEAL BEACH, CA\|CYPRESS, CA\|BOSTON, MA	Previous registration
FIDELITY PERSONAL AND WORKPLACE ADVISORS	Former SEC adviser	Feb 4, 2025	Mar 31, 2025	no	CYPRESS, CA\|SEAL BEACH, CA	Previous registration
ESI FINANCIAL ADVISORS	Independent wealth	May 18, 2023	Sep 10, 2024	no	IRVINE, CA	Previous registration

Moves

a move is two registration dates; a bulk corporate re-registration is typed BULK_TRANSFER and is not a move

From	To	Left	Joined	Gap, days	Kind	Move type
STRATEGIC ADVISERS LLC	J.P. MORGAN SECURITIES LLC	May 6, 2025	May 6, 2025	0	Firm change	Ibd to wirehouse
FIDELITY PERSONAL AND WORKPLACE ADVISORS	STRATEGIC ADVISERS LLC	Mar 31, 2025	Mar 31, 2025	0	Bulk transfer	Ibd to ibd
ESI FINANCIAL ADVISORS	FIDELITY PERSONAL AND WORKPLACE ADVISORS	Sep 10, 2024	Feb 4, 2025	147	Firm change	RIA to ibd

Team moves

moves this advisor made together with colleagues (two or more registrations ending and beginning together)

Team	Left	Joined	From	Kind
104555:79:MA:2025-04-10	May 6, 2025	May 6, 2025	BOSTON, MA	Firm change

Relationships

Registered with (4)

→ J.P. MORGAN SECURITIES LLCRegistered adviserregistration: current employment
May 6, 2025 to presentfactForm ADV
→ STRATEGIC ADVISERS LLCRegistered adviserregistration: previous registration
Mar 31, 2025 to May 6, 2025factForm ADV
→ FIDELITY PERSONAL AND WORKPLACE ADVISORSRegistered adviserregistration: previous registration
Feb 4, 2025 to Mar 31, 2025factForm ADV
→ ESI FINANCIAL ADVISORSRegistered adviserregistration: previous registration
May 18, 2023 to Sep 10, 2024factForm ADV

Dated events

Occurred
May 6, 2025
Advisor changed firm
Toben Julian Torres left Strategic Advisers Llc for J.P. Morgan Securities Llc (registered 2025-05-06)
Form ADVobserved 5 days ago
Occurred
Sep 10, 2024
Advisor changed firm
Toben Julian Torres left Esi Financial Advisors for Fidelity Personal And Workplace Advisors (registered 2025-02-04)
Form ADVobserved 5 days ago

Provenance

Graph: RIA / Wealth Management
Canonical id: dfx:ria:aefeff4c-9e43-0509-168f-9b9317f37b2c
First observed: May 18, 2023
Last observed: Sep 14, 2026 6 days ago
Source families: Federal regulator filings
1 registered feed stand behind this record; each fact above carries its own dates and, where the publisher serves one, its document.
Resolution: Identity across graphs by shared identifier (CRD, CIK, EIN, ADV fund id, individual CRD) or citation; a name match is shown as a candidate and never merged.

Toben Julian Torres

Advisor at J.P. MORGAN SECURITIES LLC

Irvine, CA

This is the graph view. The full profile, with its team, deals and sources, is on RIA / Wealth Management.Open the full profile →

Search this name across graphsid dfx:ria:aefeff4c-9e43-0509-168f-9b9317f37b2c

Data as of Sep 14, 2026 (this record's last observation) from federal regulator filings. Page built Sep 20, 2026, 9:07 AM UTC and rebuilt at most every 15 minutes.

Firm

Class

Began

Ended

Current

Branch

Basis

J.P. MORGAN SECURITIES LLC

Wirehouse

May 6, 2025

n/a

yes

Irvine, CA

Current employment

STRATEGIC ADVISERS LLC

National bd RIA

Mar 31, 2025

May 6, 2025

SEAL BEACH, CA|CYPRESS, CA|BOSTON, MA

Previous registration

FIDELITY PERSONAL AND WORKPLACE ADVISORS

Former SEC adviser

Feb 4, 2025

Mar 31, 2025

CYPRESS, CA|SEAL BEACH, CA

Previous registration

ESI FINANCIAL ADVISORS

Independent wealth

May 18, 2023

Sep 10, 2024

IRVINE, CA

Previous registration

From

Left

Joined

Gap, days

Kind

Move type

STRATEGIC ADVISERS LLC

J.P. MORGAN SECURITIES LLC

May 6, 2025

Firm change

Ibd to wirehouse

FIDELITY PERSONAL AND WORKPLACE ADVISORS

STRATEGIC ADVISERS LLC

Mar 31, 2025

Bulk transfer

Ibd to ibd

ESI FINANCIAL ADVISORS

FIDELITY PERSONAL AND WORKPLACE ADVISORS

Sep 10, 2024

Feb 4, 2025

147

Firm change

RIA to ibd

Team

Left

Joined

From

Kind

104555:79:MA:2025-04-10

May 6, 2025

BOSTON, MA

Firm change