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RIA / WealthRegistered adviserindependent wealth managerSEC registeredRAUM 100m 1b

ASCEND INTERPLAY, LLC

CRD 317344

NEW YORK, NY

This is the graph view. The full profile, with its team, deals and sources, is on RIA / Wealth Management.Open the full profile →

Search this name across graphsid dfx:ria:af002bbb-efe2-5605-dc7e-aad9ad462c16

Data as of Jun 18, 2026 (this record's last observation) from federal regulator filings. Page built Sep 20, 2026, 6:18 AM UTC and rebuilt at most every 15 minutes.

Relationships: 12
Dated events: 3
On other graphs: 0
Observed: Oct 27, 2021 to Jun 18, 2026
31 observations

Across DFX

This entity has not been resolved onto another DFX graph by a shared identifier. A name match elsewhere would be a candidate, never an identity, and none is recorded.

Facts

fact = as filed or announced; derived = computed by DFX; estimate = a band, never a point

Firm class: independent wealth managerderivedprivate_client_share=1.0 fund_share=0.0 institutional_share=0.0 related_bd=false related_bank=false bd_reps=0.0
Regulatory AUM: $390MItem 5.F on the latest filing (2026-06-18); as reported, and an affiliate's assets may be counted again on its own filing
Discretionary RAUM: $0
Private client RAUM: $390MderivedItem 5.D individuals plus high net worth individuals
Private client share: 100%derivedprivate client RAUM over total RAUM
Advisors on IAPD: 8
RAUM per advisor: $48.8Mderivedthe firm's RAUM over its IAPD headcount: a firm average, never a person's book
Employees: 7
Advisory employees: 7
Offices: 0Schedule D 1.F, beyond the principal office
Accounts: 19
Individual clients: 0
High net worth clients: 19
SEC number: 801-122766
CRD: 317344
Filings on the tape: 31
First filed: Oct 27, 2021
Latest filed: Jun 18, 2026
Organised: Limited Liability Company, DE

Advisors on IAPD

current investment adviser representatives on the IAPD individual feed, longest tenure first

Advisor	Designations	Branch	Years here	In industry	Prior firms	Dual registered
CHRIS YUBO ZHANG	n/a	NYACK, NY \| NEW YORK, NY	4	11	n/a	no
ANDREW JOSEPH LEAHY	n/a	NEW YORK, NY	4	12	n/a	no
Miho Rachel Common	n/a	NEW YORK, NY	3	11	n/a	no
Mark Peter Davis	n/a	NEW YORK, NY	3	14	n/a	no
Edward Jin Kim	n/a	NEW YORK, NY	1	10	n/a	no
EDWARD TALBOT DOHERTY	n/a	NEW YORK, NY	1	16	n/a	no
Eli Graham	n/a	NEW YORK, NY	0	10	n/a	no
RYAN C HUGHES	n/a	NEW YORK, NY	0	20	n/a	no

Owners and control persons

Schedule A and B as filed; ownership codes are the form's bands (NA under 5%, A 5 to 10%, B 10 to 25%, C 25 to 50%, D 50 to 75%, E over 75%); people are listed as filed and never merged by name

Owner	Title	Ownership code	Control person	Acquired	First seen	Last seen
Davis, Mark, Peter	Partner	D	yes	09/2021	Oct 27, 2021	Nov 26, 2024
TUNG, KEVIN, WEN JENG	Partner	B	yes	09/2021	Oct 27, 2021	Nov 26, 2024
ZHANG, CHRIS, YUBO	CIO/PARTNER	Na	yes	01/2023	Mar 8, 2022	Nov 26, 2024
LEAHY, ANDREW, JOSEPH	DIRECTOR AND CHIEF COMPLIANCE OFFICER	Na	no	01/2023	Mar 20, 2023	Nov 26, 2024

Affiliates (Item 7.A)

as filed on Item 7.A; a related person with a CRD on the graph links to its own page

Related person	Type	Class on the graph	Its RAUM	Control	Common control	State
BOWERY LEGAL	n/a	n/a	n/a	N	yes	n/a
CHELSEA CAPITAL	n/a	n/a	n/a	N	yes	n/a
INTERPLAY BLOCKCHAIN FUND GP I, LLC	n/a	n/a	n/a	N	yes	n/a
INTERPLAY VENTURES EARLY STAGE MANAGEMENT LLC	n/a	n/a	n/a	N	yes	n/a

Regulatory AUM by fiscal year

annual amendments (and the roster's annual snapshot) as filed; where a year was amended twice the later filing draws the line; showing 5 of 6

Fiscal year	Filed	RAUM	Discretionary	Employees	Advisory staff	Private funds	Fund GAV
2025	Mar 27, 2026	$390M	$0	6	6	n/a	n/a
2024	Apr 9, 2025	$206M	$0	7	6	n/a	n/a
2023	Mar 13, 2024	$173M	$0	4	3	n/a	n/a
2022	Mar 20, 2023	$110M	$0	3	2	n/a	n/a
2021	Mar 8, 2022	$100M	$0	2	1	n/a	n/a

Advisor flows

derived: registrations beginning and ending at this CRD on IAPD, bulk corporate re-registrations excluded; the rate is departures over IAPD headcount

Joined, 12m	Left, 12m	Net, 12m	Departure rate, 12m	Joined, 90d	Left, 90d	Left, no destination yet	Joined, 36m	Left, 36m
0	0	0	0.0%	0	0	0	0	0

Growth

derived from consecutive annual filings; RAUM as reported

Latest fiscal year	RAUM	A year earlier	1y change	Three years earlier	3y CAGR	Employees	A year earlier	Offices	A year earlier
2025	$390M	$206M	89.6%	$110M	52.5%	7	7	0	0

Relationships

Registered with (8)

← RYAN C HUGHESAdvisorregistration: current employment
Aug 13, 2026 to presentfactForm ADV
← Eli GrahamAdvisorregistration: current employment
Jun 12, 2026 to presentfactForm ADV
← EDWARD TALBOT DOHERTYAdvisorregistration: current employment
Jul 10, 2025 to presentfactForm ADV
← Edward Jin KimAdvisorregistration: current employment
Apr 7, 2025 to presentfactForm ADV
← Mark Peter DavisAdvisorregistration: current employment
Aug 18, 2023 to presentfactForm ADV
← Miho Rachel CommonAdvisorregistration: current employment
Mar 3, 2023 to presentfactForm ADV
← ANDREW JOSEPH LEAHYAdvisorregistration: current employment
Jul 8, 2022 to presentfactForm ADV
← CHRIS YUBO ZHANGAdvisorregistration: current employment
Mar 7, 2022 to presentfactForm ADV

Controls (3)

← TUNG, KEVIN, WEN JENGOwnerPARTNER, ownership code B, individual
Oct 27, 2021 to Nov 26, 2024factForm ADV
← ZHANG, CHRIS, YUBOOwnerCIO/PARTNER, ownership code NA, individual
Mar 8, 2022 to Nov 26, 2024factForm ADV
← Davis, Mark, PeterOwnerPARTNER, ownership code D, individual
Oct 27, 2021 to Nov 26, 2024factForm ADV

Owns (1)

← LEAHY, ANDREW, JOSEPHOwnerDIRECTOR AND CHIEF COMPLIANCE OFFICER, ownership code NA, individual
Mar 20, 2023 to Nov 26, 2024factForm ADV

Dated events

Occurred
Mar 27, 2026
Regulatory AUM changed
Ascend Interplay, Llc reported RAUM $390.2M, up 54% from $253.5M (2025-09-12 to 2026-03-27)
Form ADVobserved 5 days ago
$137M
Occurred
Mar 8, 2022
Control person joined
Yubo Christopher Zhang (Chief Compliance Officer) appeared on Schedule A of Ascend Interplay, Llc
Form ADVobserved 5 days ago
Occurred
Oct 27, 2021
First Form ADV filing
Interplay Family Office Llc filed its initial SEC registration (Form ADV)
Form ADVobserved 5 days ago

Provenance

Graph: RIA / Wealth Management
Canonical id: dfx:ria:af002bbb-efe2-5605-dc7e-aad9ad462c16
First observed: Oct 27, 2021
Last observed: Jun 18, 2026 3 months ago
Source families: Federal regulator filings
3 registered feeds stand behind this record; each fact above carries its own dates and, where the publisher serves one, its document.
Resolution: Identity across graphs by shared identifier (CRD, CIK, EIN, ADV fund id, individual CRD) or citation; a name match is shown as a candidate and never merged.

ASCEND INTERPLAY, LLC

CRD 317344

NEW YORK, NY

This is the graph view. The full profile, with its team, deals and sources, is on RIA / Wealth Management.Open the full profile →

Search this name across graphsid dfx:ria:af002bbb-efe2-5605-dc7e-aad9ad462c16

Data as of Jun 18, 2026 (this record's last observation) from federal regulator filings. Page built Sep 20, 2026, 6:18 AM UTC and rebuilt at most every 15 minutes.

Advisor

Designations

Branch

Years here

In industry

Prior firms

Dual registered

CHRIS YUBO ZHANG

n/a

NYACK, NY | NEW YORK, NY

n/a

ANDREW JOSEPH LEAHY

n/a

NEW YORK, NY

n/a

Miho Rachel Common

n/a

NEW YORK, NY

n/a

Mark Peter Davis

n/a

NEW YORK, NY

n/a

Edward Jin Kim

n/a

NEW YORK, NY

n/a

EDWARD TALBOT DOHERTY

n/a

NEW YORK, NY

n/a

Eli Graham

n/a

NEW YORK, NY

n/a

RYAN C HUGHES

n/a

NEW YORK, NY

n/a

Owner

Title

Ownership code

Control person

Acquired

First seen

Last seen

Davis, Mark, Peter

Partner

yes

09/2021

Oct 27, 2021

Nov 26, 2024

TUNG, KEVIN, WEN JENG

Partner

yes

09/2021

Oct 27, 2021

Nov 26, 2024

ZHANG, CHRIS, YUBO

CIO/PARTNER

yes

01/2023

Mar 8, 2022

Nov 26, 2024

LEAHY, ANDREW, JOSEPH

DIRECTOR AND CHIEF COMPLIANCE OFFICER

01/2023

Mar 20, 2023

Nov 26, 2024

Related person

Type

Class on the graph

Its RAUM

Control

Common control

State

BOWERY LEGAL

n/a

yes

n/a

CHELSEA CAPITAL

n/a

yes

n/a

INTERPLAY BLOCKCHAIN FUND GP I, LLC

n/a

yes

n/a

INTERPLAY VENTURES EARLY STAGE MANAGEMENT LLC

n/a

yes

n/a

Fiscal year

Filed

RAUM

Discretionary

Employees

Advisory staff

Offices

Private funds

Fund GAV

2025

Mar 27, 2026

$390M

n/a

2024

Apr 9, 2025

$206M

n/a

2023

Mar 13, 2024

$173M

n/a

2022

Mar 20, 2023

$110M

n/a

2021

Mar 8, 2022

$100M

n/a

Joined, 12m

Left, 12m

Net, 12m

Departure rate, 12m

Joined, 90d

Left, 90d

Left, no destination yet

Joined, 36m

Left, 36m

0.0%

Latest fiscal year

RAUM

A year earlier

1y change

Three years earlier

3y CAGR

Employees

A year earlier

Offices

A year earlier

2025

$390M

$206M

89.6%

$110M

52.5%