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Reading the graph
Advisor at CORIENT
Dallas, TX
Data as of (this record's last observation) from federal regulator filings. Page built and rebuilt at most every 15 minutes.
This entity has not been resolved onto another DFX graph by a shared identifier. A name match elsewhere would be a candidate, never an identity, and none is recorded.
| Firm | Class | Began | Ended | Current | Branch | Basis |
|---|---|---|---|---|---|---|
| Corient | Independent wealth | Aug 14, 2025 | n/a | yes | Dallas, TX | Current employment |
| RAYMOND JAMES FINANCIAL SERVICES ADVISORS, INC | Bd affiliated wealth | Mar 4, 2024 | Aug 12, 2025 | no | Dallas, TX | Previous registration |
| NORTHWESTERN MUTUAL INVESTMENT SERVICES,LLC | No RAUM reported | Nov 25, 2013 | Sep 14, 2016 | no | DALLAS, TX|Frisco, TX | Previous registration |
| From | To | Left | Joined | Gap, days | Kind | Move type |
|---|---|---|---|---|---|---|
| RAYMOND JAMES FINANCIAL SERVICES ADVISORS, INC | Corient | Aug 12, 2025 | Aug 14, 2025 | 2 | Firm change | Ibd to RIA |
| NORTHWESTERN MUTUAL INVESTMENT SERVICES,LLC | RAYMOND JAMES FINANCIAL SERVICES ADVISORS, INC | Sep 14, 2016 | Mar 4, 2024 | 2,728 | Firm change after gap | Other |
| Team | Left | Joined | From | Kind |
|---|---|---|---|---|
| 149018:319448:TX:2025-08-12 | Aug 12, 2025 | Aug 14, 2025 | DALLAS, TX | Firm change |